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OXFORD ASSET MANAGEMENT LLP
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2020 | LEGG MASON, INC. | LM | 234,174 | 164,848 | 11,439,000 | 8,950,000 | $48.85 |
| 12/31/2019 | LEGG MASON, INC. | LM | 69,326 | 8,012 | 2,489,000 | 147,000 | $35.90 |
| 09/30/2019 | LEGG MASON, INC. | LM | 61,314 | 38,817 | 2,342,000 | 1,481,000 | $38.20 |
| 06/30/2019 | LEGG MASON, INC. | LM | 22,497 | 22,497 | 861,000 | 861,000 | $38.27 |
| 03/31/2019 | LEGG MASON, INC. | LM | 0 | -25,792 | 0 | -658,000 | |
| 12/31/2018 | LEGG MASON, INC. | LM | 25,792 | -16,330 | 658,000 | -661,000 | $25.51 |
| 09/30/2018 | LEGG MASON, INC. | LM | 42,122 | 19,855 | 1,319,000 | 534,000 | $31.31 |
| 06/30/2018 | LEGG MASON, INC. | LM | 22,267 | 22,267 | 785,000 | 785,000 | $35.25 |
| 12/31/2017 | LEGG MASON, INC. | LM | 0 | -64,690 | 0 | -2,540,000 | |
| 09/30/2017 | LEGG MASON, INC. | LM | 64,690 | -4,987 | 2,540,000 | -119,000 | $39.26 |
| 06/30/2017 | LEGG MASON, INC. | LM | 69,677 | 69,677 | 2,659,000 | 2,659,000 | $38.16 |
| 09/30/2013 | LEGG MASON, INC. | LM | 0 | -177,102 | 0 | -4,555,000 | |
| 06/30/2013 | LEGG MASON, INC. | LM | 0 | -177,102 | 0 | -4,555,000 | |
| 03/31/2013 | LEGG MASON, INC. | LM | 0 | -177,102 | 0 | -4,555,000 | |
| 12/31/2012 | LEGG MASON, INC. | LM | 177,102 | -52,623 | 4,555,000 | -1,115,000 | $25.72 |
| 09/30/2012 | LEGG MASON, INC. | LM | 229,725 | -13,768 | 5,670,000 | -1,131,000 | $24.68 |
| 06/30/2012 | LEGG MASON, INC. | LM | 156,392 | -87,101 | 4,124,000 | -2,677,000 | $26.37 |
| 03/31/2012 | LEGG MASON, INC. | LM | 243,493 | -16,212 | 6,801,000 | 555,000 | $27.93 |
| 12/31/2011 | LEGG MASON, INC. | LM | 259,705 | 259,705 | 6,246,000 | 6,246,000 | $24.05 |
| 09/30/2011 | LEGG MASON, INC. | LM | 0 | -140,051 | 0 | -4,588,000 | |
| 06/30/2011 | LEGG MASON, INC. | LM | 140,051 | 109,843 | 4,588,000 | 3,498,000 | $32.76 |
| 03/31/2011 | LEGG MASON, INC. | LM | 30,208 | -72,792 | 1,090,000 | -2,646,000 | $36.08 |
| 12/31/2010 | LEGG MASON, INC. | LM | 103,000 | 59,122 | 3,736,000 | 2,406,000 | $36.27 |
| 09/30/2010 | LEGG MASON, INC. | LM | 43,878 | -144,639 | 1,330,000 | -3,954,000 | $30.31 |
| 06/30/2010 | LEGG MASON, INC. | LM | 188,517 | 57,425 | 5,284,000 | 1,526,000 | $28.03 |
| 03/31/2010 | LEGG MASON, INC. | LM | 131,092 | 94,724 | 3,758,000 | 2,661,000 | $28.67 |
| 12/31/2009 | LEGG MASON, INC. | LM | 36,368 | 36,368 | 1,097,000 | 1,097,000 | $30.16 |
| 09/30/2009 | LEGG MASON, INC. | LM | 0 | -66,686 | 0 | -1,626,000 | |
| 06/30/2009 | LEGG MASON, INC. | LM | 66,686 | 66,686 | 1,626,000 | 1,626,000 | $24.38 |
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