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PUTNAM INVESTMENT MANAGEMENT LLC
> KFN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2016 | KKR Financial Corp | KFN | 0 | -603,309 | 0 | -6,371,000 | |
| 03/31/2016 | KKR Financial Corp | KFN | 0 | -603,309 | 0 | -6,371,000 | |
| 12/31/2015 | KKR Financial Corp | KFN | 0 | -603,309 | 0 | -6,371,000 | |
| 06/30/2013 | KKR Financial Corp | KFN | 0 | -603,309 | 0 | -6,371,000 | |
| 03/31/2013 | KKR Financial Corp | KFN | 0 | -603,309 | 0 | -6,371,000 | |
| 12/31/2012 | KKR Financial Corp | KFN | 603,309 | 0 | 6,371,000 | 307,000 | $10.56 |
| 09/30/2012 | KKR Financial Corp | KFN | 603,309 | 22,098 | 6,064,000 | 1,113,000 | $10.05 |
| 06/30/2012 | KKR Financial Corp | KFN | 581,211 | -64,741 | 4,951,000 | -998,000 | $8.52 |
| 03/31/2012 | KKR Financial Corp | KFN | 645,952 | 140,775 | 5,949,000 | 2,196,000 | $9.21 |
| 12/31/2011 | KKR Financial Corp | KFN | 635,815 | 130,638 | 5,550,000 | 1,797,000 | $8.73 |
| 09/30/2011 | KKR Financial Corp | KFN | 505,177 | 10,328 | 3,753,000 | -1,101,000 | $7.43 |
| 06/30/2011 | KKR Financial Corp | KFN | 494,849 | 502 | 4,854,000 | 15,000 | $9.81 |
| 03/31/2011 | KKR Financial Corp | KFN | 494,347 | 1,257 | 4,839,000 | 254,000 | $9.79 |
| 12/31/2010 | KKR Financial Corp | KFN | 493,090 | 13,437 | 4,585,000 | 373,000 | $9.30 |
| 09/30/2010 | KKR Financial Corp | KFN | 479,653 | 0 | 4,212,000 | 634,000 | $8.78 |
| 06/30/2010 | KKR Financial Corp | KFN | 479,653 | -369,669 | 3,578,000 | -3,395,000 | $7.46 |
| 03/31/2010 | KKR Financial Corp | KFN | 849,322 | 558,289 | 6,973,000 | 5,285,000 | $8.21 |
| 12/31/2009 | KKR Financial Corp | KFN | 291,033 | 257,259 | 1,688,000 | 1,532,000 | $5.80 |
| 09/30/2009 | KKR Financial Corp | KFN | 33,774 | 0 | 156,000 | 125,000 | $4.62 |
| 06/30/2009 | KKR Financial Corp | KFN | 33,774 | 3,226 | 31,000 | 4,000 | $0.92 |
| 03/31/2009 | KKR Financial Corp | KFN | 30,548 | -25,710 | 27,000 | -62,000 | $0.88 |
| 12/31/2008 | KKR Financial Corp | KFN | 56,258 | 56,258 | 89,000 | 89,000 | $1.58 |
| 09/30/2008 | KKR Financial Corp | KFN | 56,549 | 8,064 | 360,000 | -149,000 | $6.37 |
| 06/30/2008 | KKR Financial Corp | KFN | 48,485 | 48,485 | 509,000 | 509,000 | $10.50 |
| 03/31/2008 | KKR Financial Corp | KFN | 48,485 | 3,226 | 614,000 | -22,000 | $12.66 |
| 12/31/2007 | KKR Financial Corp | KFN | 45,259 | -22,793 | 636,000 | -511,000 | $14.05 |
| 09/30/2007 | KKR Financial Corp | KFN | 68,052 | 27,197 | 1,147,000 | 129,000 | $16.85 |
| 06/30/2007 | KKR Financial Corp | KFN | 40,855 | 40,855 | 1,018,000 | 1,018,000 | $24.92 |
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