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STEPHENS INC
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Gabelli Global Small & Mid Cap Value Trust | GGZ | 70,284 | 5,450 | 842,255,000 | 87,315,000 | $11,983.60 |
| 03/31/2023 | Gabelli Global Small & Mid Cap Value Trust | GGZ | 64,834 | -3,980 | 754,940,000 | 754,168,000 | $11,644.20 |
| 12/31/2022 | Gabelli Global Small & Mid Cap Value Trust | GGZ | 68,814 | 14,735 | 772,000 | 257,000 | $11.22 |
| 09/30/2022 | Gabelli Global Small & Mid Cap Value Trust | GGZ | 54,079 | 9,710 | 515,000 | 25,000 | $9.52 |
| 06/30/2022 | Gabelli Global Small & Mid Cap Value Trust | GGZ | 44,369 | 12,040 | 490,000 | 38,000 | $11.04 |
| 03/31/2022 | Gabelli Global Small & Mid Cap Value Trust | GGZ | 32,329 | 7,980 | 452,000 | 65,000 | $13.98 |
| 12/31/2021 | Gabelli Global Small & Mid Cap Value Trust | GGZ | 24,349 | -1,100 | 387,000 | -18,000 | $15.89 |
| 09/30/2021 | Gabelli Global Small & Mid Cap Value Trust | GGZ | 25,449 | -525 | 405,000 | -11,000 | $15.91 |
| 06/30/2021 | Gabelli Global Small & Mid Cap Value Trust | GGZ | 25,974 | -5,575 | 416,000 | -44,000 | $16.02 |
| 03/31/2021 | Gabelli Global Small & Mid Cap Value Trust | GGZ | 31,549 | -10,100 | 460,000 | -84,000 | $14.58 |
| 12/31/2020 | Gabelli Global Small & Mid Cap Value Trust | GGZ | 41,649 | 31,105 | 544,000 | 438,000 | $13.06 |
| 09/30/2020 | Gabelli Global Small & Mid Cap Value Trust | GGZ | 10,544 | 10,544 | 106,000 | 106,000 | $10.05 |
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