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JOHN G ULLMAN & ASSOCIATES INC
> NVS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | NOVARTIS AG | NVS | 184,935 | -9,276 | 18,661,791,000 | 18,644,172,000 | $100,910.00 |
| 12/31/2022 | NOVARTIS AG | NVS | 194,211 | 5,497 | 17,619,000 | 1,667,000 | $90.72 |
| 06/30/2022 | NOVARTIS AG | NVS | 188,714 | 2,295 | 15,952,000 | -406,000 | $84.53 |
| 03/31/2022 | NOVARTIS AG | NVS | 186,419 | 8,180 | 16,358,000 | 767,000 | $87.75 |
| 12/31/2021 | NOVARTIS AG | NVS | 178,239 | 3,285 | 15,591,000 | 1,283,000 | $87.47 |
| 09/30/2021 | NOVARTIS AG | NVS | 174,954 | -180 | 14,308,000 | -1,671,000 | $81.78 |
| 06/30/2021 | NOVARTIS AG | NVS | 175,134 | -2,330 | 15,979,000 | 809,000 | $91.24 |
| 03/31/2021 | NOVARTIS AG | NVS | 177,464 | 7,031 | 15,170,000 | -924,000 | $85.48 |
| 12/31/2020 | NOVARTIS AG | NVS | 170,433 | 18,948 | 16,094,000 | 2,921,000 | $94.43 |
| 09/30/2020 | NOVARTIS AG | NVS | 151,485 | -1,000 | 13,173,000 | -145,000 | $86.96 |
| 06/30/2020 | NOVARTIS AG | NVS | 152,485 | -350 | 13,318,000 | 717,000 | $87.34 |
| 03/31/2020 | NOVARTIS AG | NVS | 152,835 | -2,515 | 12,601,000 | -2,109,000 | $82.45 |
| 12/31/2019 | NOVARTIS AG | NVS | 155,350 | -2,775 | 14,710,000 | 969,000 | $94.69 |
| 09/30/2019 | NOVARTIS AG | NVS | 158,125 | -675 | 13,741,000 | -759,000 | $86.90 |
| 06/30/2019 | NOVARTIS AG | NVS | 158,800 | -575 | 14,500,000 | -822,000 | $91.31 |
| 03/31/2019 | NOVARTIS AG | NVS | 159,375 | -2,450 | 15,322,000 | 1,436,000 | $96.14 |
| 12/31/2018 | NOVARTIS AG | NVS | 161,825 | -683 | 13,886,000 | -116,000 | $85.81 |
| 09/30/2018 | NOVARTIS AG | NVS | 162,508 | -210 | 14,002,000 | 1,710,000 | $86.16 |
| 06/30/2018 | NOVARTIS AG | NVS | 162,718 | 2,675 | 12,292,000 | -647,000 | $75.54 |
| 03/31/2018 | NOVARTIS AG | NVS | 160,043 | 1,675 | 12,939,000 | -358,000 | $80.85 |
| 12/31/2017 | NOVARTIS AG | NVS | 158,368 | 258 | 13,297,000 | -277,000 | $83.96 |
| 09/30/2017 | NOVARTIS AG | NVS | 158,110 | 40,720 | 13,574,000 | 3,775,000 | $85.85 |
| 06/30/2017 | NOVARTIS AG | NVS | 117,390 | 3,865 | 9,799,000 | 1,367,000 | $83.47 |
| 03/31/2017 | NOVARTIS AG | NVS | 113,525 | 8,561 | 8,432,000 | 786,000 | $74.27 |
| 12/31/2016 | NOVARTIS AG | NVS | 104,964 | 51,280 | 7,646,000 | 3,407,000 | $72.84 |
| 09/30/2016 | NOVARTIS AG | NVS | 53,684 | 1,310 | 4,239,000 | -575,000 | $78.96 |
| 06/30/2016 | NOVARTIS AG | NVS | 48,049 | -550 | 3,965,000 | 444,000 | $82.52 |
| 03/31/2016 | NOVARTIS AG | NVS | 48,599 | -2,309 | 3,521,000 | -859,000 | $72.45 |
| 12/31/2015 | NOVARTIS AG | NVS | 50,908 | -1,466 | 4,380,000 | -434,000 | $86.04 |
| 09/30/2015 | NOVARTIS AG | NVS | 52,374 | -9,335 | 4,814,000 | -904,000 | $91.92 |
| 06/30/2015 | NOVARTIS AG | NVS | 56,454 | -4,035 | 5,552,000 | -413,000 | $98.35 |
| 03/31/2015 | NOVARTIS AG | NVS | 60,489 | -1,220 | 5,965,000 | 247,000 | $98.61 |
| 12/31/2014 | NOVARTIS AG | NVS | 61,709 | -1,350 | 5,718,000 | -218,000 | $92.66 |
| 09/30/2014 | NOVARTIS AG | NVS | 63,059 | -17,180 | 5,936,000 | -1,328,000 | $94.13 |
| 06/30/2014 | NOVARTIS AG | NVS | 80,239 | -1,500 | 7,264,000 | 315,000 | $90.53 |
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