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OPPENHEIMER ASSET MANAGEMENT INC.
> GEG
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | Great Elm Group, Inc. | GEG | 53,320 | -20,341 | 121,036,000 | -27,759,000 | $2,269.99 |
| 12/31/2022 | Great Elm Group, Inc. | GEG | 73,661 | -3,060 | 148,795,000 | 148,642,000 | $2,020.00 |
| 09/30/2022 | Great Elm Group, Inc. | GEG | 76,721 | -1,374 | 153,000 | -15,000 | $1.99 |
| 06/30/2022 | Great Elm Group, Inc. | GEG | 78,095 | 0 | 168,000 | 27,000 | $2.15 |
| 03/31/2022 | Great Elm Group, Inc. | GEG | 78,095 | 621 | 141,000 | -21,000 | $1.81 |
| 12/31/2021 | Great Elm Group, Inc. | GEG | 77,474 | 599 | 162,000 | -10,000 | $2.09 |
| 09/30/2021 | Great Elm Group, Inc. | GEG | 76,875 | -2,408 | 172,000 | -6,000 | $2.24 |
| 06/30/2021 | Great Elm Group, Inc. | GEG | 79,283 | 79,283 | 178,000 | 178,000 | $2.25 |
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