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HARBOUR INVESTMENTS, INC.
> FGB
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | FGB | 2,390 | -1,000 | 7,313,000 | 7,302,000 | $3,059.83 |
| 09/30/2022 | FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | FGB | 3,390 | 0 | 11,000 | 0 | $3.24 |
| 06/30/2022 | FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | FGB | 3,390 | 0 | 11,000 | -3,000 | $3.24 |
| 12/31/2021 | FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | FGB | 3,390 | 0 | 14,000 | 1,000 | $4.13 |
| 09/30/2021 | FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | FGB | 3,390 | 0 | 13,000 | -1,000 | $3.83 |
| 06/30/2021 | FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | FGB | 3,390 | -300 | 14,000 | -1,000 | $4.13 |
| 03/31/2021 | FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | FGB | 3,690 | 3,690 | 15,000 | 15,000 | $4.07 |
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