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BANK OF MONTREAL /CAN
> NPTN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2022 | NEOPHOTONICS CORP | NPTN | 74,040 | 74,040 | 1,167,000 | 1,167,000 | $15.76 |
| 09/30/2021 | NEOPHOTONICS CORP | NPTN | 0 | -164,148 | 0 | -1,712,000 | |
| 06/30/2021 | NEOPHOTONICS CORP | NPTN | 164,148 | 5,193 | 1,712,000 | 166,000 | $10.43 |
| 12/31/2020 | NEOPHOTONICS CORP | NPTN | 158,955 | 156,679 | 1,546,000 | 1,531,000 | $9.73 |
| 09/30/2020 | NEOPHOTONICS CORP | NPTN | 2,276 | -1,593 | 15,000 | -19,000 | $6.59 |
| 06/30/2020 | NEOPHOTONICS CORP | NPTN | 3,869 | 3,869 | 34,000 | 34,000 | $8.79 |
| 03/31/2020 | NEOPHOTONICS CORP | NPTN | 0 | -5,030 | 0 | -44,000 | |
| 12/31/2019 | NEOPHOTONICS CORP | NPTN | 5,030 | 1,642 | 44,000 | 23,000 | $8.75 |
| 09/30/2019 | NEOPHOTONICS CORP | NPTN | 3,388 | 164 | 21,000 | 8,000 | $6.20 |
| 06/30/2019 | NEOPHOTONICS CORP | NPTN | 3,224 | -78,829 | 13,000 | -503,000 | $4.03 |
| 03/31/2019 | NEOPHOTONICS CORP | NPTN | 82,053 | -3,319 | 516,000 | -37,000 | $6.29 |
| 12/31/2018 | NEOPHOTONICS CORP | NPTN | 85,372 | 250 | 553,000 | -154,000 | $6.48 |
| 09/30/2018 | NEOPHOTONICS CORP | NPTN | 85,122 | 16,061 | 707,000 | 276,000 | $8.31 |
| 06/30/2018 | NEOPHOTONICS CORP | NPTN | 69,061 | -31,091 | 431,000 | -255,000 | $6.24 |
| 03/31/2018 | NEOPHOTONICS CORP | NPTN | 100,152 | -267 | 686,000 | 25,000 | $6.85 |
| 12/31/2017 | NEOPHOTONICS CORP | NPTN | 100,419 | 74,370 | 661,000 | 516,000 | $6.58 |
| 09/30/2017 | NEOPHOTONICS CORP | NPTN | 26,049 | 0 | 145,000 | -56,000 | $5.57 |
| 06/30/2017 | NEOPHOTONICS CORP | NPTN | 26,049 | -112,179 | 201,000 | -1,045,000 | $7.72 |
| 03/31/2017 | NEOPHOTONICS CORP | NPTN | 138,228 | -68,818 | 1,246,000 | -1,429,000 | $9.01 |
| 12/31/2016 | NEOPHOTONICS CORP | NPTN | 207,046 | -46,705 | 2,675,000 | -1,471,000 | $12.92 |
| 09/30/2016 | NEOPHOTONICS CORP | NPTN | 253,751 | 253,751 | 4,146,000 | 4,146,000 | $16.34 |
| 06/30/2016 | NEOPHOTONICS CORP | NPTN | 62,877 | -281,398 | 599,000 | -3,140,000 | $9.53 |
| 03/31/2016 | NEOPHOTONICS CORP | NPTN | 312,572 | -31,703 | 4,389,000 | 650,000 | $14.04 |
| 12/31/2015 | NEOPHOTONICS CORP | NPTN | 344,275 | 235,860 | 3,739,000 | 3,001,000 | $10.86 |
| 09/30/2015 | NEOPHOTONICS CORP | NPTN | 108,415 | 108,415 | 738,000 | 738,000 | $6.81 |
| 09/30/2014 | NEOPHOTONICS CORP | NPTN | 0 | -530 | 0 | -2,000 | |
| 06/30/2014 | NEOPHOTONICS CORP | NPTN | 530 | 530 | 2,000 | 2,000 | $3.77 |
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