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LADENBURG THALMANN FINANCIAL SERVICES INC.
> JMT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2019 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 2,843 | 1,121 | 63,000 | 24,000 | $22.16 |
| 06/30/2019 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,722 | 321 | 39,000 | 7,000 | $22.65 |
| 03/31/2019 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,401 | 890 | 32,000 | 21,000 | $22.84 |
| 12/31/2018 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 511 | 23 | 11,000 | 0 | $21.53 |
| 09/30/2018 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 488 | 14 | 11,000 | 0 | $22.54 |
| 06/30/2018 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 474 | 5 | 11,000 | 0 | $23.21 |
| 12/31/2017 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 469 | 40 | 11,000 | 0 | $23.45 |
| 09/30/2017 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 429 | 6 | 11,000 | 1,000 | $25.64 |
| 06/30/2017 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 423 | -248 | 10,000 | -6,000 | $23.64 |
| 03/31/2017 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 671 | 0 | 16,000 | 0 | $23.85 |
| 12/31/2016 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 671 | 0 | 16,000 | 0 | $23.85 |
| 09/30/2016 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 671 | 0 | 16,000 | 1,000 | $23.85 |
| 06/30/2016 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 671 | -246 | 15,000 | -5,000 | $22.35 |
| 03/31/2016 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 917 | -701 | 20,000 | -21,000 | $21.81 |
| 12/31/2015 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,212 | -406 | 27,000 | -14,000 | $22.28 |
| 09/30/2015 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,402 | -216 | 30,000 | -11,000 | $21.40 |
| 06/30/2015 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,000 | -618 | 22,000 | -19,000 | $22.00 |
| 03/31/2015 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,500 | -118 | 34,000 | -7,000 | $22.67 |
| 12/31/2014 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,200 | -418 | 28,000 | -13,000 | $23.33 |
| 09/30/2014 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,639 | 21 | 38,000 | -3,000 | $23.18 |
| 06/30/2014 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,637 | 19 | 39,000 | -2,000 | $23.82 |
| 03/31/2014 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,635 | 17 | 38,000 | -3,000 | $23.24 |
| 12/31/2013 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,633 | 15 | 38,000 | -3,000 | $23.27 |
| 09/30/2013 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,620 | 2 | 39,000 | -2,000 | $24.07 |
| 06/30/2013 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,618 | -597 | 41,000 | -19,000 | $25.34 |
| 03/31/2013 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 1,616 | -599 | 48,000 | -12,000 | $29.70 |
| 12/31/2012 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 2,215 | 3 | 60,000 | -2,000 | $27.09 |
| 09/30/2012 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 2,212 | -498 | 62,000 | -4,000 | $28.03 |
| 06/30/2012 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 2,710 | -11,439 | 66,000 | -265,000 | $24.36 |
| 03/31/2012 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 14,148 | 14,148 | 331,000 | 331,000 | $23.39 |
| 12/31/2011 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 6,003 | 6,003 | 122,000 | 122,000 | $20.32 |
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