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LADENBURG THALMANN FINANCIAL SERVICES INC.
> RTEC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2019 | RUDOLPH TECHNOLOGIES INC | RTEC | 814 | -374 | 22,000 | -11,000 | $27.03 |
| 06/30/2019 | RUDOLPH TECHNOLOGIES INC | RTEC | 1,188 | -26 | 33,000 | 6,000 | $27.78 |
| 03/31/2019 | RUDOLPH TECHNOLOGIES INC | RTEC | 1,214 | -19 | 27,000 | 2,000 | $22.24 |
| 12/31/2018 | RUDOLPH TECHNOLOGIES INC | RTEC | 1,233 | 451 | 25,000 | 5,000 | $20.28 |
| 09/30/2018 | RUDOLPH TECHNOLOGIES INC | RTEC | 782 | 675 | 20,000 | 17,000 | $25.58 |
| 06/30/2018 | RUDOLPH TECHNOLOGIES INC | RTEC | 107 | 107 | 3,000 | 3,000 | $28.04 |
| 09/30/2017 | RUDOLPH TECHNOLOGIES INC | RTEC | 0 | -424 | 0 | -10,000 | |
| 06/30/2017 | RUDOLPH TECHNOLOGIES INC | RTEC | 424 | 49 | 10,000 | 2,000 | $23.58 |
| 03/31/2017 | RUDOLPH TECHNOLOGIES INC | RTEC | 375 | -1,212 | 8,000 | -29,000 | $21.33 |
| 12/31/2016 | RUDOLPH TECHNOLOGIES INC | RTEC | 1,587 | -128 | 37,000 | 6,000 | $23.31 |
| 09/30/2016 | RUDOLPH TECHNOLOGIES INC | RTEC | 1,715 | 141 | 31,000 | 6,000 | $18.08 |
| 06/30/2016 | RUDOLPH TECHNOLOGIES INC | RTEC | 1,574 | 263 | 25,000 | 7,000 | $15.88 |
| 03/31/2016 | RUDOLPH TECHNOLOGIES INC | RTEC | 1,311 | -2,457 | 18,000 | -24,000 | $13.73 |
| 12/31/2015 | RUDOLPH TECHNOLOGIES INC | RTEC | 1,486 | -2,282 | 21,000 | -21,000 | $14.13 |
| 09/30/2015 | RUDOLPH TECHNOLOGIES INC | RTEC | 300 | -3,468 | 4,000 | -38,000 | $13.33 |
| 06/30/2015 | RUDOLPH TECHNOLOGIES INC | RTEC | 300 | -3,468 | 4,000 | -38,000 | $13.33 |
| 03/31/2015 | RUDOLPH TECHNOLOGIES INC | RTEC | 11,805 | 8,037 | 130,000 | 88,000 | $11.01 |
| 12/31/2014 | RUDOLPH TECHNOLOGIES INC | RTEC | 14,928 | 11,160 | 153,000 | 111,000 | $10.25 |
| 09/30/2014 | RUDOLPH TECHNOLOGIES INC | RTEC | 18,510 | 14,742 | 168,000 | 126,000 | $9.08 |
| 06/30/2014 | RUDOLPH TECHNOLOGIES INC | RTEC | 19,085 | 15,317 | 189,000 | 147,000 | $9.90 |
| 03/31/2014 | RUDOLPH TECHNOLOGIES INC | RTEC | 0 | -3,768 | 0 | -42,000 | |
| 12/31/2013 | RUDOLPH TECHNOLOGIES INC | RTEC | 0 | -3,768 | 0 | -43,000 | |
| 09/30/2013 | RUDOLPH TECHNOLOGIES INC | RTEC | 3,768 | 0 | 43,000 | 1,000 | $11.41 |
| 06/30/2013 | RUDOLPH TECHNOLOGIES INC | RTEC | 3,768 | 3,768 | 42,000 | 42,000 | $11.15 |
| 03/31/2013 | RUDOLPH TECHNOLOGIES INC | RTEC | 454 | 454 | 5,000 | 5,000 | $11.01 |
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