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LADENBURG THALMANN FINANCIAL SERVICES INC.
> RAND
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2019 | RAND CAPITAL CORP | RAND | 200 | 0 | 1,000 | 0 | $5.00 |
| 06/30/2019 | RAND CAPITAL CORP | RAND | 200 | 0 | 1,000 | 0 | $5.00 |
| 03/31/2019 | RAND CAPITAL CORP | RAND | 200 | 0 | 1,000 | 0 | $5.00 |
| 12/31/2018 | RAND CAPITAL CORP | RAND | 200 | 0 | 1,000 | 520 | $5.00 |
| 09/30/2018 | RAND CAPITAL CORP | RAND | 200 | 0 | 480 | -520 | $2.40 |
| 06/30/2018 | RAND CAPITAL CORP | RAND | 200 | 0 | 1,000 | 0 | $5.00 |
| 12/31/2017 | RAND CAPITAL CORP | RAND | 200 | 0 | 1,000 | 0 | $5.00 |
| 09/30/2017 | RAND CAPITAL CORP | RAND | 200 | 200 | 1,000 | 1,000 | $5.00 |
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