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OPPENHEIMER & CO INC
> RIV
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 25,980 | 3,485 | 295,133,000 | 18,894,000 | $11,360.01 |
| 12/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 22,495 | 5,391 | 276,239,000 | 276,031,000 | $12,280.02 |
| 09/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 17,104 | 702 | 208,000 | -24,000 | $12.16 |
| 06/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 16,402 | 2,145 | 232,000 | 4,000 | $14.14 |
| 03/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 14,257 | -294 | 228,000 | -4,000 | $15.99 |
| 12/31/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 14,551 | 1,124 | 232,000 | 4,000 | $15.94 |
| 09/30/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 13,427 | 121 | 228,000 | -16,000 | $16.98 |
| 06/30/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 13,306 | 117 | 244,000 | 14,000 | $18.34 |
| 03/31/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 13,189 | 13,189 | 230,000 | 230,000 | $17.44 |
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