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ROYAL BANK OF CANADA
> HRZN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Horizon Technology Finance Corp | HRZN | 35,439 | -72 | 428,000,000 | 16,000,000 | $12,077.09 |
| 12/31/2022 | Horizon Technology Finance Corp | HRZN | 35,511 | -2,489 | 412,000,000 | 411,620,000 | $11,602.04 |
| 09/30/2022 | Horizon Technology Finance Corp | HRZN | 38,000 | 2,786 | 380,000 | -26,000 | $10.00 |
| 06/30/2022 | Horizon Technology Finance Corp | HRZN | 35,214 | 6,247 | 406,000 | 4,000 | $11.53 |
| 03/31/2022 | Horizon Technology Finance Corp | HRZN | 28,967 | 22,753 | 402,000 | 303,000 | $13.88 |
| 12/31/2021 | Horizon Technology Finance Corp | HRZN | 6,214 | 0 | 99,000 | -2,000 | $15.93 |
| 09/30/2021 | Horizon Technology Finance Corp | HRZN | 6,214 | 1,913 | 101,000 | 39,000 | $16.25 |
| 03/31/2021 | Horizon Technology Finance Corp | HRZN | 4,301 | -11,517 | 62,000 | -147,000 | $14.42 |
| 12/31/2020 | Horizon Technology Finance Corp | HRZN | 15,818 | 501 | 209,000 | 21,000 | $13.21 |
| 09/30/2020 | Horizon Technology Finance Corp | HRZN | 15,317 | -1,650 | 188,000 | 3,000 | $12.27 |
| 06/30/2020 | Horizon Technology Finance Corp | HRZN | 16,967 | 0 | 185,000 | 47,000 | $10.90 |
| 03/31/2020 | Horizon Technology Finance Corp | HRZN | 16,967 | -752 | 138,000 | -91,000 | $8.13 |
| 12/31/2019 | Horizon Technology Finance Corp | HRZN | 17,719 | -8,108 | 229,000 | -77,000 | $12.92 |
| 09/30/2019 | Horizon Technology Finance Corp | HRZN | 25,827 | 3,200 | 306,000 | 39,000 | $11.85 |
| 06/30/2019 | Horizon Technology Finance Corp | HRZN | 22,627 | 1,250 | 267,000 | 15,000 | $11.80 |
| 03/31/2019 | Horizon Technology Finance Corp | HRZN | 21,377 | 108 | 252,000 | 13,000 | $11.79 |
| 12/31/2018 | Horizon Technology Finance Corp | HRZN | 21,269 | 0 | 239,000 | -4,000 | $11.24 |
| 09/30/2018 | Horizon Technology Finance Corp | HRZN | 21,269 | -100 | 243,000 | 28,000 | $11.43 |
| 06/30/2018 | Horizon Technology Finance Corp | HRZN | 21,369 | -900 | 215,000 | -16,000 | $10.06 |
| 03/31/2018 | Horizon Technology Finance Corp | HRZN | 22,269 | 900 | 231,000 | -9,000 | $10.37 |
| 12/31/2017 | Horizon Technology Finance Corp | HRZN | 21,369 | 0 | 240,000 | 3,000 | $11.23 |
| 09/30/2017 | Horizon Technology Finance Corp | HRZN | 21,369 | 617 | 237,000 | 2,000 | $11.09 |
| 06/30/2017 | Horizon Technology Finance Corp | HRZN | 20,752 | 4,252 | 235,000 | 51,000 | $11.32 |
| 03/31/2017 | Horizon Technology Finance Corp | HRZN | 16,500 | 400 | 184,000 | 14,000 | $11.15 |
| 12/31/2016 | Horizon Technology Finance Corp | HRZN | 16,100 | -3,300 | 170,000 | -93,000 | $10.56 |
| 09/30/2016 | Horizon Technology Finance Corp | HRZN | 19,400 | 19,400 | 263,000 | 263,000 | $13.56 |
| 06/30/2016 | Horizon Technology Finance Corp | HRZN | 19,300 | 19,300 | 235,000 | 235,000 | $12.18 |
| 03/31/2016 | Horizon Technology Finance Corp | HRZN | 3,450 | 393 | 40,000 | 5,000 | $11.59 |
| 12/31/2015 | Horizon Technology Finance Corp | HRZN | 3,057 | 2,526 | 35,000 | 27,000 | $11.45 |
| 09/30/2015 | Horizon Technology Finance Corp | HRZN | 0 | -531 | 0 | -8,000 | |
| 06/30/2015 | Horizon Technology Finance Corp | HRZN | 0 | -531 | 0 | -8,000 | |
| 03/31/2015 | Horizon Technology Finance Corp | HRZN | 0 | -531 | 0 | -8,000 | |
| 12/31/2014 | Horizon Technology Finance Corp | HRZN | 0 | -531 | 0 | -8,000 | |
| 09/30/2014 | Horizon Technology Finance Corp | HRZN | 0 | -531 | 0 | -8,000 | |
| 06/30/2014 | Horizon Technology Finance Corp | HRZN | 0 | -531 | 0 | -8,000 | |
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