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RIVERNORTH CAPITAL MANAGEMENT, LLC
> JSD
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Nuveen Short Duration Credit Opportunities Fund | JSD | 345,450 | 345,450 | 3,989,948,000 | 3,989,948,000 | $11,550.00 |
| 03/31/2023 | Nuveen Short Duration Credit Opportunities Fund | JSD | 0 | -11,778 | 0 | -139,687,000 | |
| 12/31/2022 | Nuveen Short Duration Credit Opportunities Fund | JSD | 11,778 | -2,822 | 139,687,000 | 139,514,000 | $11,859.99 |
| 09/30/2022 | Nuveen Short Duration Credit Opportunities Fund | JSD | 14,600 | 14,600 | 173,000 | 173,000 | $11.85 |
| 06/30/2022 | Nuveen Short Duration Credit Opportunities Fund | JSD | 0 | -17,750 | 0 | -253,000 | |
| 03/31/2022 | Nuveen Short Duration Credit Opportunities Fund | JSD | 17,750 | 17,750 | 253,000 | 253,000 | $14.25 |
| 09/30/2016 | Nuveen Short Duration Credit Opportunities Fund | JSD | 0 | -231,649 | 0 | -3,642,000 | |
| 06/30/2016 | Nuveen Short Duration Credit Opportunities Fund | JSD | 231,649 | 81,116 | 3,642,000 | 1,161,000 | $15.72 |
| 03/31/2016 | Nuveen Short Duration Credit Opportunities Fund | JSD | 239,014 | 11,976 | 3,614,000 | 247,000 | $15.12 |
| 12/31/2015 | Nuveen Short Duration Credit Opportunities Fund | JSD | 227,038 | 76,505 | 3,367,000 | 886,000 | $14.83 |
| 09/30/2015 | Nuveen Short Duration Credit Opportunities Fund | JSD | 202,108 | 51,575 | 3,074,000 | 593,000 | $15.21 |
| 06/30/2015 | Nuveen Short Duration Credit Opportunities Fund | JSD | 150,533 | 139,995 | 2,481,000 | 2,287,000 | $16.48 |
| 03/31/2015 | Nuveen Short Duration Credit Opportunities Fund | JSD | 47,703 | 37,165 | 818,000 | 624,000 | $17.15 |
| 12/31/2014 | Nuveen Short Duration Credit Opportunities Fund | JSD | 49,180 | 38,642 | 819,000 | 625,000 | $16.65 |
| 09/30/2014 | Nuveen Short Duration Credit Opportunities Fund | JSD | 14,338 | 3,800 | 245,000 | 51,000 | $17.09 |
| 06/30/2014 | Nuveen Short Duration Credit Opportunities Fund | JSD | 10,538 | 10,538 | 194,000 | 194,000 | $18.41 |
| 03/31/2012 | Nuveen Short Duration Credit Opportunities Fund | JSD | 0 | -51,630 | 0 | -903,000 | |
| 12/31/2011 | Nuveen Short Duration Credit Opportunities Fund | JSD | 51,630 | 51,630 | 903,000 | 903,000 | $17.49 |
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