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MERRILL LYNCH & CO., INC.
> AVGN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2009 | AVIGEN INC \DE | AVGN | 2,000 | 0 | 3,000 | 0 | $1.50 |
| 06/30/2009 | AVIGEN INC \DE | AVGN | 2,000 | 0 | 3,000 | 1,000 | $1.50 |
| 03/31/2009 | AVIGEN INC \DE | AVGN | 2,000 | 0 | 2,000 | 0 | $1.00 |
| 12/31/2008 | AVIGEN INC \DE | AVGN | 2,000 | 2,000 | 2,000 | 2,000 | $1.00 |
| 09/30/2008 | AVIGEN INC \DE | AVGN | 0 | -2,000 | 0 | -6,000 | |
| 06/30/2008 | AVIGEN INC \DE | AVGN | 2,000 | 0 | 6,000 | 0 | $3.00 |
| 03/31/2008 | AVIGEN INC \DE | AVGN | 2,000 | 0 | 6,000 | -3,000 | $3.00 |
| 12/31/2007 | AVIGEN INC \DE | AVGN | 2,000 | 0 | 9,000 | -2,000 | $4.50 |
| 09/28/2007 | AVIGEN INC \DE | AVGN | 2,000 | 0 | 11,000 | -1,000 | $5.50 |
| 06/29/2007 | AVIGEN INC \DE | AVGN | 2,000 | 1,977 | 12,000 | 11,936 | $6.00 |
| 03/31/2005 | AVIGEN INC \DE | AVGN | 23 | -4,439 | 64 | -14,936 | $2.79 |
| 12/31/2004 | AVIGEN INC \DE | AVGN | 4,462 | 3,752 | 15,000 | 12,000 | $3.36 |
| 09/30/2004 | AVIGEN INC \DE | AVGN | 710 | 612 | 3,000 | 2,670 | $4.23 |
| 06/30/2004 | AVIGEN INC \DE | AVGN | 98 | -5,166 | 330 | -28,670 | $3.37 |
| 03/31/2004 | AVIGEN INC \DE | AVGN | 5,264 | 4,414 | 29,000 | 24,000 | $5.51 |
| 12/31/2003 | AVIGEN INC \DE | AVGN | 850 | -1,040 | 5,000 | -5,000 | $5.88 |
| 09/30/2003 | AVIGEN INC \DE | AVGN | 1,890 | -810 | 10,000 | 0 | $5.29 |
| 06/30/2003 | AVIGEN INC \DE | AVGN | 2,700 | 1,008 | 10,000 | 5,000 | $3.70 |
| 03/31/2003 | AVIGEN INC \DE | AVGN | 1,692 | -6,935 | 5,000 | -44,000 | $2.96 |
| 12/31/2002 | AVIGEN INC \DE | AVGN | 8,627 | 3,541 | 49,000 | 9,000 | $5.68 |
| 09/30/2002 | AVIGEN INC \DE | AVGN | 5,086 | -18,799 | 40,000 | -185,000 | $7.86 |
| 06/30/2002 | AVIGEN INC \DE | AVGN | 23,885 | 14,696 | 225,000 | 123,000 | $9.42 |
| 03/31/2002 | AVIGEN INC \DE | AVGN | 9,189 | -5,264 | 102,000 | -64,000 | $11.10 |
| 12/31/2001 | AVIGEN INC \DE | AVGN | 14,453 | -3,047 | 166,000 | -74,000 | $11.49 |
| 09/30/2001 | AVIGEN INC \DE | AVGN | 17,500 | -4,400 | 240,000 | -231,000 | $13.71 |
| 06/30/2001 | AVIGEN INC \DE | AVGN | 21,900 | 17,700 | 471,000 | 420,000 | $21.51 |
| 03/31/2001 | AVIGEN INC \DE | AVGN | 4,200 | 3,781 | 51,000 | 34,000 | $12.14 |
| 09/30/2000 | AVIGEN INC \DE | AVGN | 419 | -881 | 17,000 | -40,000 | $40.57 |
| 06/30/2000 | AVIGEN INC \DE | AVGN | 1,300 | 1,300 | 57,000 | 57,000 | $43.85 |
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