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> ARDS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Aridis Pharmaceuticals, Inc. | ARDS | 1,459 | 105 | 320,000 | -106,000 | $219.33 |
| 03/31/2023 | Aridis Pharmaceuticals, Inc. | ARDS | 1,354 | 23 | 426,000 | 425,000 | $314.62 |
| 09/30/2022 | Aridis Pharmaceuticals, Inc. | ARDS | 1,331 | 18 | 1,000 | 0 | $0.75 |
| 06/30/2022 | Aridis Pharmaceuticals, Inc. | ARDS | 1,313 | 30 | 1,000 | -2,000 | $0.76 |
| 03/31/2022 | Aridis Pharmaceuticals, Inc. | ARDS | 1,283 | -11 | 3,000 | 0 | $2.34 |
| 12/31/2021 | Aridis Pharmaceuticals, Inc. | ARDS | 1,294 | 23 | 3,000 | -1,000 | $2.32 |
| 09/30/2021 | Aridis Pharmaceuticals, Inc. | ARDS | 1,271 | 0 | 4,000 | -5,000 | $3.15 |
| 06/30/2021 | Aridis Pharmaceuticals, Inc. | ARDS | 1,271 | 5 | 9,000 | 2,000 | $7.08 |
| 03/31/2021 | Aridis Pharmaceuticals, Inc. | ARDS | 1,266 | 925 | 7,000 | 5,000 | $5.53 |
| 12/31/2020 | Aridis Pharmaceuticals, Inc. | ARDS | 341 | 9 | 2,000 | 0 | $5.87 |
| 09/30/2020 | Aridis Pharmaceuticals, Inc. | ARDS | 332 | -6 | 2,000 | 0 | $6.02 |
| 06/30/2020 | Aridis Pharmaceuticals, Inc. | ARDS | 338 | 0 | 2,000 | 0 | $5.92 |
| 03/31/2020 | Aridis Pharmaceuticals, Inc. | ARDS | 338 | 38 | 2,000 | 1,000 | $5.92 |
| 12/31/2019 | Aridis Pharmaceuticals, Inc. | ARDS | 300 | 0 | 1,000 | -1,000 | $3.33 |
| 09/30/2019 | Aridis Pharmaceuticals, Inc. | ARDS | 300 | 0 | 2,000 | -1,000 | $6.67 |
| 06/30/2019 | Aridis Pharmaceuticals, Inc. | ARDS | 300 | 0 | 3,000 | 0 | $10.00 |
| 03/31/2019 | Aridis Pharmaceuticals, Inc. | ARDS | 300 | 0 | 3,000 | 0 | $10.00 |
| 12/31/2018 | Aridis Pharmaceuticals, Inc. | ARDS | 300 | 0 | 3,000 | -1,000 | $10.00 |
| 09/30/2018 | Aridis Pharmaceuticals, Inc. | ARDS | 300 | 300 | 4,000 | 4,000 | $13.33 |
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