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NORTHERN TRUST CORP
> EFOI
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2020 | ENERGY FOCUS, INC/DE | EFOI | 13,756 | 0 | 5,000 | -2,000 | $0.36 |
| 12/31/2019 | ENERGY FOCUS, INC/DE | EFOI | 13,756 | 0 | 7,000 | 1,000 | $0.51 |
| 09/30/2019 | ENERGY FOCUS, INC/DE | EFOI | 13,756 | 0 | 6,000 | 0 | $0.44 |
| 06/30/2019 | ENERGY FOCUS, INC/DE | EFOI | 13,756 | 0 | 6,000 | -11,000 | $0.44 |
| 03/31/2019 | ENERGY FOCUS, INC/DE | EFOI | 13,756 | 0 | 17,000 | 8,000 | $1.24 |
| 12/31/2018 | ENERGY FOCUS, INC/DE | EFOI | 13,756 | 0 | 9,000 | -19,000 | $0.65 |
| 09/30/2018 | ENERGY FOCUS, INC/DE | EFOI | 13,756 | 0 | 28,000 | 2,000 | $2.04 |
| 06/30/2018 | ENERGY FOCUS, INC/DE | EFOI | 13,756 | 0 | 26,000 | -9,000 | $1.89 |
| 03/31/2018 | ENERGY FOCUS, INC/DE | EFOI | 13,756 | 0 | 35,000 | 1,000 | $2.54 |
| 12/31/2017 | ENERGY FOCUS, INC/DE | EFOI | 13,756 | 0 | 34,000 | -4,000 | $2.47 |
| 09/30/2017 | ENERGY FOCUS, INC/DE | EFOI | 13,756 | 0 | 38,000 | 2,000 | $2.76 |
| 06/30/2017 | ENERGY FOCUS, INC/DE | EFOI | 13,756 | 0 | 36,000 | -9,000 | $2.62 |
| 03/31/2017 | ENERGY FOCUS, INC/DE | EFOI | 13,756 | 13,756 | 45,000 | 45,000 | $3.27 |
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