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NORTHERN TRUST CORP
> GCAP
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2020 | GAIN Capital Holdings, Inc. | GCAP | 908,790 | 5,098 | 5,071,000 | 1,501,000 | $5.58 |
| 12/31/2019 | GAIN Capital Holdings, Inc. | GCAP | 903,692 | -2,808 | 3,570,000 | -1,217,000 | $3.95 |
| 09/30/2019 | GAIN Capital Holdings, Inc. | GCAP | 906,500 | -62,091 | 4,787,000 | 787,000 | $5.28 |
| 06/30/2019 | GAIN Capital Holdings, Inc. | GCAP | 968,591 | 5,437 | 4,000,000 | -2,049,000 | $4.13 |
| 03/31/2019 | GAIN Capital Holdings, Inc. | GCAP | 963,154 | -8,075 | 6,049,000 | 66,000 | $6.28 |
| 12/31/2018 | GAIN Capital Holdings, Inc. | GCAP | 971,229 | -7,424 | 5,983,000 | -378,000 | $6.16 |
| 09/30/2018 | GAIN Capital Holdings, Inc. | GCAP | 978,653 | -44,207 | 6,361,000 | -1,361,000 | $6.50 |
| 06/30/2018 | GAIN Capital Holdings, Inc. | GCAP | 1,022,860 | -43,571 | 7,722,000 | 524,000 | $7.55 |
| 03/31/2018 | GAIN Capital Holdings, Inc. | GCAP | 1,066,431 | 14 | 7,198,000 | -3,466,000 | $6.75 |
| 12/31/2017 | GAIN Capital Holdings, Inc. | GCAP | 1,066,417 | -45,188 | 10,664,000 | 3,561,000 | $10.00 |
| 09/30/2017 | GAIN Capital Holdings, Inc. | GCAP | 1,111,605 | 108,464 | 7,103,000 | 854,000 | $6.39 |
| 06/30/2017 | GAIN Capital Holdings, Inc. | GCAP | 1,003,141 | 383,185 | 6,249,000 | 1,085,000 | $6.23 |
| 03/31/2017 | GAIN Capital Holdings, Inc. | GCAP | 619,956 | 619,956 | 5,164,000 | 5,164,000 | $8.33 |
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