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SIGNIA CAPITAL MANAGEMENT LLC
> GCAP
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2020 | GAIN Capital Holdings, Inc. | GCAP | 547,065 | -39,372 | 3,293,000 | 21,000 | $6.02 |
| 03/31/2020 | GAIN Capital Holdings, Inc. | GCAP | 586,437 | -455,612 | 3,272,000 | -844,000 | $5.58 |
| 12/31/2019 | GAIN Capital Holdings, Inc. | GCAP | 1,042,049 | 77,126 | 4,116,000 | -979,000 | $3.95 |
| 09/30/2019 | GAIN Capital Holdings, Inc. | GCAP | 964,923 | 282,736 | 5,095,000 | 2,278,000 | $5.28 |
| 06/30/2019 | GAIN Capital Holdings, Inc. | GCAP | 682,187 | 254,509 | 2,817,000 | 132,000 | $4.13 |
| 03/31/2019 | GAIN Capital Holdings, Inc. | GCAP | 427,678 | 9,215 | 2,685,000 | 108,000 | $6.28 |
| 12/31/2018 | GAIN Capital Holdings, Inc. | GCAP | 418,463 | -260,301 | 2,577,000 | -1,834,000 | $6.16 |
| 09/30/2018 | GAIN Capital Holdings, Inc. | GCAP | 678,764 | -287,167 | 4,411,000 | -2,882,000 | $6.50 |
| 06/30/2018 | GAIN Capital Holdings, Inc. | GCAP | 965,931 | -160,425 | 7,293,000 | -310,000 | $7.55 |
| 03/31/2018 | GAIN Capital Holdings, Inc. | GCAP | 1,126,356 | 258,746 | 7,603,000 | -1,073,000 | $6.75 |
| 12/31/2017 | GAIN Capital Holdings, Inc. | GCAP | 867,610 | -3,437 | 8,676,000 | 3,110,000 | $10.00 |
| 09/30/2017 | GAIN Capital Holdings, Inc. | GCAP | 871,047 | 19,143 | 5,566,000 | 259,000 | $6.39 |
| 06/30/2017 | GAIN Capital Holdings, Inc. | GCAP | 851,904 | -21,188 | 5,307,000 | -1,965,000 | $6.23 |
| 03/31/2017 | GAIN Capital Holdings, Inc. | GCAP | 873,092 | 354,056 | 7,272,000 | 3,857,000 | $8.33 |
| 12/31/2016 | GAIN Capital Holdings, Inc. | GCAP | 519,036 | 435,728 | 3,415,000 | 2,900,000 | $6.58 |
| 09/30/2016 | GAIN Capital Holdings, Inc. | GCAP | 83,308 | 83,308 | 515,000 | 515,000 | $6.18 |
| 06/30/2016 | GAIN Capital Holdings, Inc. | GCAP | 83,631 | -239,516 | 529,000 | -1,591,000 | $6.33 |
| 03/31/2016 | GAIN Capital Holdings, Inc. | GCAP | 323,147 | 58,243 | 2,120,000 | 191,000 | $6.56 |
| 12/31/2015 | GAIN Capital Holdings, Inc. | GCAP | 291,896 | 26,992 | 2,367,000 | 438,000 | $8.11 |
| 09/30/2015 | GAIN Capital Holdings, Inc. | GCAP | 264,904 | -21,464 | 1,929,000 | -809,000 | $7.28 |
| 06/30/2015 | GAIN Capital Holdings, Inc. | GCAP | 286,368 | 63,962 | 2,738,000 | 565,000 | $9.56 |
| 03/31/2015 | GAIN Capital Holdings, Inc. | GCAP | 222,406 | -617,707 | 2,173,000 | -5,405,000 | $9.77 |
| 12/31/2014 | GAIN Capital Holdings, Inc. | GCAP | 840,113 | 204,577 | 7,578,000 | 3,530,000 | $9.02 |
| 09/30/2014 | GAIN Capital Holdings, Inc. | GCAP | 635,536 | 299,459 | 4,048,000 | 1,403,000 | $6.37 |
| 06/30/2014 | GAIN Capital Holdings, Inc. | GCAP | 336,077 | -42,705 | 2,645,000 | -1,449,000 | $7.87 |
| 03/31/2014 | GAIN Capital Holdings, Inc. | GCAP | 378,782 | 25,090 | 4,094,000 | 1,437,000 | $10.81 |
| 12/31/2013 | GAIN Capital Holdings, Inc. | GCAP | 353,692 | 353,692 | 2,657,000 | 2,657,000 | $7.51 |
| 09/30/2013 | GAIN Capital Holdings, Inc. | GCAP | 384,568 | 384,568 | 4,842,000 | 4,842,000 | $12.59 |
| 06/30/2013 | GAIN Capital Holdings, Inc. | GCAP | 694,161 | 694,161 | 4,380,000 | 4,380,000 | $6.31 |
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