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MORGAN STANLEY
> EQS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | EQUUS TOTAL RETURN, INC. | EQS | 37,125 | 0 | 53,831,000 | 742,000 | $1,449.99 |
| 12/31/2022 | EQUUS TOTAL RETURN, INC. | EQS | 37,125 | 0 | 53,089,000 | 53,028,000 | $1,430.01 |
| 09/30/2022 | EQUUS TOTAL RETURN, INC. | EQS | 37,125 | 1,885 | 61,000 | -31,000 | $1.64 |
| 06/30/2022 | EQUUS TOTAL RETURN, INC. | EQS | 35,240 | 0 | 92,000 | 1,000 | $2.61 |
| 03/31/2022 | EQUUS TOTAL RETURN, INC. | EQS | 35,240 | -77 | 91,000 | 7,000 | $2.58 |
| 12/31/2021 | EQUUS TOTAL RETURN, INC. | EQS | 35,317 | -4,694 | 84,000 | -9,000 | $2.38 |
| 09/30/2021 | EQUUS TOTAL RETURN, INC. | EQS | 40,011 | 1,350 | 93,000 | 18,000 | $2.32 |
| 06/30/2021 | EQUUS TOTAL RETURN, INC. | EQS | 38,661 | 0 | 75,000 | 0 | $1.94 |
| 03/31/2021 | EQUUS TOTAL RETURN, INC. | EQS | 38,661 | 30,161 | 75,000 | 57,000 | $1.94 |
| 12/31/2020 | EQUUS TOTAL RETURN, INC. | EQS | 8,500 | 8,320 | 18,000 | 17,552 | $2.12 |
| 03/31/2017 | EQUUS TOTAL RETURN, INC. | EQS | 180 | 180 | 448 | 448 | $2.49 |
| 12/31/2016 | EQUUS TOTAL RETURN, INC. | EQS | 0 | -180 | 0 | -335 | |
| 09/30/2016 | EQUUS TOTAL RETURN, INC. | EQS | 180 | 180 | 335 | 335 | $1.86 |
| 06/30/2016 | EQUUS TOTAL RETURN, INC. | EQS | 180 | 180 | 320 | 320 | $1.78 |
| 03/31/2016 | EQUUS TOTAL RETURN, INC. | EQS | 180 | 180 | 288 | 288 | $1.60 |
| 12/31/2015 | EQUUS TOTAL RETURN, INC. | EQS | 180 | 180 | 322 | 322 | $1.79 |
| 09/30/2015 | EQUUS TOTAL RETURN, INC. | EQS | 180 | 180 | 315 | 315 | $1.75 |
| 06/30/2015 | EQUUS TOTAL RETURN, INC. | EQS | 180 | 180 | 342 | 342 | $1.90 |
| 12/31/2014 | EQUUS TOTAL RETURN, INC. | EQS | 0 | -5,000 | 0 | -11,000 | |
| 09/30/2014 | EQUUS TOTAL RETURN, INC. | EQS | 5,000 | 5,000 | 11,000 | 11,000 | $2.20 |
| 06/30/2014 | EQUUS TOTAL RETURN, INC. | EQS | 8,825 | 8,825 | 22,000 | 22,000 | $2.49 |
| 03/31/2014 | EQUUS TOTAL RETURN, INC. | EQS | 6,000 | 6,000 | 12,000 | 12,000 | $2.00 |
| 12/31/2013 | EQUUS TOTAL RETURN, INC. | EQS | 6,000 | 6,000 | 12,000 | 12,000 | $2.00 |
| 12/31/2012 | EQUUS TOTAL RETURN, INC. | EQS | 0 | -10,980 | 0 | -24,000 | |
| 09/30/2012 | EQUUS TOTAL RETURN, INC. | EQS | 10,980 | 0 | 24,000 | -2,000 | $2.19 |
| 06/30/2012 | EQUUS TOTAL RETURN, INC. | EQS | 10,980 | 10,980 | 26,000 | 26,000 | $2.37 |
| 03/31/2012 | EQUUS TOTAL RETURN, INC. | EQS | 0 | -15,034 | 0 | -28,000 | |
| 12/31/2011 | EQUUS TOTAL RETURN, INC. | EQS | 0 | -15,034 | 0 | -28,000 | |
| 09/30/2011 | EQUUS TOTAL RETURN, INC. | EQS | 15,034 | -6 | 28,000 | -9,000 | $1.86 |
| 08/03/2011 | EQUUS TOTAL RETURN, INC. | EQS | 15,040 | 0 | 37,000 | -3,000 | $2.46 |
| 03/31/2011 | EQUUS TOTAL RETURN, INC. | EQS | 15,040 | -1,003 | 40,000 | -1,000 | $2.66 |
| 12/31/2010 | EQUUS TOTAL RETURN, INC. | EQS | 16,043 | 0 | 41,000 | 2,000 | $2.56 |
| 09/30/2010 | EQUUS TOTAL RETURN, INC. | EQS | 16,043 | -3,037 | 39,000 | -13,000 | $2.43 |
| 06/30/2010 | EQUUS TOTAL RETURN, INC. | EQS | 19,080 | -6,425 | 52,000 | -19,000 | $2.73 |
| 03/31/2010 | EQUUS TOTAL RETURN, INC. | EQS | 25,505 | -15,291 | 71,000 | -59,000 | $2.78 |
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