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MORGAN STANLEY
> RBCN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2017 | Rubicon Technology, Inc. | RBCN | 23,044 | -3,000 | 19 | -15,981 | $0.00 |
| 12/31/2016 | Rubicon Technology, Inc. | RBCN | 26,044 | 0 | 16,000 | 0 | $0.61 |
| 09/30/2016 | Rubicon Technology, Inc. | RBCN | 26,044 | 26,044 | 16,000 | 16,000 | $0.61 |
| 06/30/2016 | Rubicon Technology, Inc. | RBCN | 12,044 | 12,044 | 8,000 | 8,000 | $0.66 |
| 03/31/2016 | Rubicon Technology, Inc. | RBCN | 15,057 | 15,057 | 11,000 | 11,000 | $0.73 |
| 12/31/2015 | Rubicon Technology, Inc. | RBCN | 18,957 | 18,957 | 21,000 | 21,000 | $1.11 |
| 09/30/2015 | Rubicon Technology, Inc. | RBCN | 37,897 | 37,897 | 39,000 | 39,000 | $1.03 |
| 06/30/2015 | Rubicon Technology, Inc. | RBCN | 28,841 | 28,841 | 70,000 | 70,000 | $2.43 |
| 03/31/2015 | Rubicon Technology, Inc. | RBCN | 18,314 | 18,314 | 72,000 | 72,000 | $3.93 |
| 12/31/2014 | Rubicon Technology, Inc. | RBCN | 31,354 | 31,354 | 143,000 | 143,000 | $4.56 |
| 09/30/2014 | Rubicon Technology, Inc. | RBCN | 50,310 | 50,310 | 213,000 | 213,000 | $4.23 |
| 06/30/2014 | Rubicon Technology, Inc. | RBCN | 34,604 | 34,604 | 302,000 | 302,000 | $8.73 |
| 03/31/2014 | Rubicon Technology, Inc. | RBCN | 41,720 | 41,720 | 471,000 | 471,000 | $11.29 |
| 12/31/2013 | Rubicon Technology, Inc. | RBCN | 37,883 | 37,883 | 377,000 | 377,000 | $9.95 |
| 09/30/2013 | Rubicon Technology, Inc. | RBCN | 73,223 | 73,223 | 887,000 | 887,000 | $12.11 |
| 06/30/2013 | Rubicon Technology, Inc. | RBCN | 48,236 | 48,236 | 384,000 | 384,000 | $7.96 |
| 03/31/2013 | Rubicon Technology, Inc. | RBCN | 0 | -80,047 | 0 | -490,000 | |
| 12/31/2012 | Rubicon Technology, Inc. | RBCN | 80,047 | 25,968 | 490,000 | -28,000 | $6.12 |
| 09/30/2012 | Rubicon Technology, Inc. | RBCN | 54,079 | -88,624 | 518,000 | -938,000 | $9.58 |
| 06/30/2012 | Rubicon Technology, Inc. | RBCN | 142,703 | -33,420 | 1,456,000 | -380,000 | $10.20 |
| 03/31/2012 | Rubicon Technology, Inc. | RBCN | 176,123 | 70,865 | 1,836,000 | 686,000 | $10.42 |
| 12/31/2011 | Rubicon Technology, Inc. | RBCN | 121,882 | 16,624 | 1,146,000 | -4,000 | $9.40 |
| 09/30/2011 | Rubicon Technology, Inc. | RBCN | 105,258 | -39,934 | 1,150,000 | -1,298,000 | $10.93 |
| 08/03/2011 | Rubicon Technology, Inc. | RBCN | 145,192 | 38,622 | 2,448,000 | -502,000 | $16.86 |
| 03/31/2011 | Rubicon Technology, Inc. | RBCN | 106,570 | 33,715 | 2,950,000 | 1,414,000 | $27.68 |
| 12/31/2010 | Rubicon Technology, Inc. | RBCN | 72,855 | -154,380 | 1,536,000 | -3,620,000 | $21.08 |
| 09/30/2010 | Rubicon Technology, Inc. | RBCN | 227,235 | 190,806 | 5,156,000 | 4,071,000 | $22.69 |
| 06/30/2010 | Rubicon Technology, Inc. | RBCN | 36,429 | -119 | 1,085,000 | 347,000 | $29.78 |
| 03/31/2010 | Rubicon Technology, Inc. | RBCN | 36,548 | 210 | 738,000 | 0 | $20.19 |
| 12/31/2009 | Rubicon Technology, Inc. | RBCN | 36,338 | -9,928 | 738,000 | 52,000 | $20.31 |
| 09/30/2009 | Rubicon Technology, Inc. | RBCN | 46,266 | 32,321 | 686,000 | 585,000 | $14.83 |
| 09/30/2008 | Rubicon Technology, Inc. | RBCN | 13,945 | 13,945 | 101,000 | 101,000 | $7.24 |
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