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BlackRock Inc.
> HTGC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Hercules Capital, Inc. | HTGC | 790,034 | -38,167 | 11,692,511,000 | 1,016,999,000 | $14,800.01 |
| 03/31/2023 | Hercules Capital, Inc. | HTGC | 828,201 | -186,523 | 10,675,512,000 | 10,663,762,000 | $12,890.00 |
| 09/30/2022 | Hercules Capital, Inc. | HTGC | 1,014,724 | 158,616 | 11,750,000 | 201,000 | $11.58 |
| 06/30/2022 | Hercules Capital, Inc. | HTGC | 856,108 | 97,836 | 11,549,000 | -2,153,000 | $13.49 |
| 03/31/2022 | Hercules Capital, Inc. | HTGC | 758,272 | -241,880 | 13,702,000 | -2,891,000 | $18.07 |
| 12/31/2021 | Hercules Capital, Inc. | HTGC | 1,000,152 | 68,483 | 16,593,000 | 1,118,000 | $16.59 |
| 09/30/2021 | Hercules Capital, Inc. | HTGC | 931,669 | 170,156 | 15,475,000 | 2,484,000 | $16.61 |
| 06/30/2021 | Hercules Capital, Inc. | HTGC | 761,513 | 69,002 | 12,991,000 | 1,890,000 | $17.06 |
| 03/31/2021 | Hercules Capital, Inc. | HTGC | 692,511 | -133,645 | 11,101,000 | -812,000 | $16.03 |
| 12/31/2020 | Hercules Capital, Inc. | HTGC | 826,156 | 13,555 | 11,913,000 | 2,511,000 | $14.42 |
| 09/30/2020 | Hercules Capital, Inc. | HTGC | 812,601 | 154,909 | 9,402,000 | 2,516,000 | $11.57 |
| 06/30/2020 | Hercules Capital, Inc. | HTGC | 657,692 | 62,436 | 6,886,000 | 2,338,000 | $10.47 |
| 03/31/2020 | Hercules Capital, Inc. | HTGC | 595,256 | 12,262 | 4,548,000 | -3,626,000 | $7.64 |
| 12/31/2019 | Hercules Capital, Inc. | HTGC | 582,994 | 22,008 | 8,174,000 | 674,000 | $14.02 |
| 09/30/2019 | Hercules Capital, Inc. | HTGC | 560,986 | 126,929 | 7,500,000 | 7,494,435 | $13.37 |
| 06/30/2019 | Hercules Capital, Inc. | HTGC | 434,057 | -24,339 | 5,565 | -5,797,435 | $0.01 |
| 03/31/2019 | Hercules Capital, Inc. | HTGC | 458,396 | 21,696 | 5,803,000 | 977,000 | $12.66 |
| 12/31/2018 | Hercules Capital, Inc. | HTGC | 436,700 | -23,000 | 4,826,000 | -1,224,000 | $11.05 |
| 09/30/2018 | Hercules Capital, Inc. | HTGC | 459,700 | 83,909 | 6,050,000 | 1,296,000 | $13.16 |
| 06/30/2018 | Hercules Capital, Inc. | HTGC | 375,791 | -87,968 | 4,754,000 | -857,000 | $12.65 |
| 03/31/2018 | Hercules Capital, Inc. | HTGC | 463,759 | -61,814 | 5,611,000 | -1,285,000 | $12.10 |
| 12/31/2017 | Hercules Capital, Inc. | HTGC | 525,573 | 37,919 | 6,896,000 | 605,000 | $13.12 |
| 09/30/2017 | Hercules Capital, Inc. | HTGC | 487,654 | -76,662 | 6,291,000 | -1,181,000 | $12.90 |
| 06/30/2017 | Hercules Capital, Inc. | HTGC | 564,316 | -115,191 | 7,472,000 | -2,809,000 | $13.24 |
| 03/31/2017 | Hercules Capital, Inc. | HTGC | 679,507 | 679,507 | 10,281,000 | 10,281,000 | $15.13 |
| 09/30/2016 | Hercules Capital, Inc. | HTGC | 0 | -2,160 | 0 | -31,000 | |
| 06/30/2014 | Hercules Capital, Inc. | HTGC | 0 | -2,160 | 0 | -31,000 | |
| 03/31/2014 | Hercules Capital, Inc. | HTGC | 2,160 | 0 | 31,000 | -4,000 | $14.35 |
| 12/31/2013 | Hercules Capital, Inc. | HTGC | 2,160 | 2,160 | 35,000 | 35,000 | $16.20 |
| 09/30/2013 | Hercules Capital, Inc. | HTGC | 2,160 | 2,160 | 32,000 | 32,000 | $14.81 |
| 06/30/2013 | Hercules Capital, Inc. | HTGC | 2,160 | -113 | 30,000 | 2,000 | $13.89 |
| 03/31/2013 | Hercules Capital, Inc. | HTGC | 2,273 | 0 | 28,000 | 3,000 | $12.32 |
| 12/31/2012 | Hercules Capital, Inc. | HTGC | 2,273 | 529 | 25,000 | 6,000 | $11.00 |
| 09/30/2012 | Hercules Capital, Inc. | HTGC | 1,744 | 0 | 19,000 | 0 | $10.89 |
| 06/30/2012 | Hercules Capital, Inc. | HTGC | 1,744 | 0 | 19,000 | 0 | $10.89 |
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