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MANAGED ACCOUNT ADVISORS LLC
> HW
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2017 | HEADWATERS INC | HW | 0 | -91 | 0 | -2,000 | |
| 06/30/2017 | HEADWATERS INC | HW | 0 | -91 | 0 | -2,000 | |
| 03/31/2017 | HEADWATERS INC | HW | 0 | -91 | 0 | -2,000 | |
| 12/31/2016 | HEADWATERS INC | HW | 0 | -91 | 0 | -2,000 | |
| 09/30/2016 | HEADWATERS INC | HW | 0 | -91 | 0 | -2,000 | |
| 06/30/2015 | HEADWATERS INC | HW | 91 | 91 | 2,000 | 2,000 | $21.98 |
| 09/30/2014 | HEADWATERS INC | HW | 0 | -2,400 | 0 | -33,000 | |
| 06/30/2014 | HEADWATERS INC | HW | 2,400 | 2,400 | 33,000 | 33,000 | $13.75 |
| 06/30/2009 | HEADWATERS INC | HW | 0 | -4,682 | 0 | -15,000 | |
| 03/31/2009 | HEADWATERS INC | HW | 4,682 | -32,823 | 15,000 | -238,000 | $3.20 |
| 12/31/2008 | HEADWATERS INC | HW | 37,505 | 8,224 | 253,000 | -138,000 | $6.75 |
| 09/30/2008 | HEADWATERS INC | HW | 29,281 | 29,281 | 391,000 | 391,000 | $13.35 |
| 06/30/2008 | HEADWATERS INC | HW | 37,050 | 7,692 | 436,000 | 49,000 | $11.77 |
| 03/31/2008 | HEADWATERS INC | HW | 29,358 | 21,069 | 387,000 | 290,000 | $13.18 |
| 12/31/2007 | HEADWATERS INC | HW | 8,289 | 8,289 | 97,000 | 97,000 | $11.70 |
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