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MANAGED ACCOUNT ADVISORS LLC
> FXD
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2017 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 0 | -60,332 | 0 | -2,203,000 | |
| 06/30/2017 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 0 | -60,332 | 0 | -2,203,000 | |
| 03/31/2017 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 0 | -60,332 | 0 | -2,203,000 | |
| 12/31/2016 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 0 | -60,332 | 0 | -2,203,000 | |
| 09/30/2016 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 0 | -60,332 | 0 | -2,203,000 | |
| 06/30/2015 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 60,332 | 60,332 | 2,203,000 | 2,203,000 | $36.51 |
| 03/31/2015 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 30,725 | 30,725 | 1,146,000 | 1,146,000 | $37.30 |
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