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FIRST TRUST PORTFOLIOS LP
> NQN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2012 | NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INC | NQN | 1,219,369 | -698,645 | 18,851,445 | -7,003,384 | $15.46 |
| 12/31/2010 | NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INC | NQN | 1,918,014 | 1,918,014 | 25,854,829 | 25,854,829 | $13.48 |
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