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FIRST TRUST PORTFOLIOS LP
> ECF
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2012 | ELLSWORTH GROWTH & INCOME FUND LTD | ECF | 1,072,551 | -354,657 | 7,658,014 | -2,760,604 | $7.14 |
| 02/29/2012 | ELLSWORTH GROWTH & INCOME FUND LTD | ECF | 1,427,208 | 398,765 | 10,418,618 | 2,859,562 | $7.30 |
| 12/31/2010 | ELLSWORTH GROWTH & INCOME FUND LTD | ECF | 1,028,443 | 1,028,443 | 7,559,056 | 7,559,056 | $7.35 |
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