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AQR CAPITAL MANAGEMENT LLC
> CATY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATHAY GENERAL BANCORP | CATY | 318,564 | -206,179 | 10,254,562,000 | -11,144,471,000 | $32,189.96 |
| 12/31/2022 | CATHAY GENERAL BANCORP | CATY | 524,743 | -15,600 | 21,399,033,000 | 21,378,251,000 | $40,780.03 |
| 09/30/2022 | CATHAY GENERAL BANCORP | CATY | 540,343 | -11,883 | 20,782,000 | -528,000 | $38.46 |
| 06/30/2022 | CATHAY GENERAL BANCORP | CATY | 552,226 | 84,663 | 21,310,000 | 387,000 | $38.59 |
| 03/31/2022 | CATHAY GENERAL BANCORP | CATY | 467,563 | 88,723 | 20,923,000 | 4,637,000 | $44.75 |
| 12/31/2021 | CATHAY GENERAL BANCORP | CATY | 378,840 | -37,335 | 16,286,000 | -939,000 | $42.99 |
| 09/30/2021 | CATHAY GENERAL BANCORP | CATY | 416,175 | 16,713 | 17,225,000 | 1,502,000 | $41.39 |
| 06/30/2021 | CATHAY GENERAL BANCORP | CATY | 399,462 | -93,279 | 15,723,000 | -4,371,000 | $39.36 |
| 03/31/2021 | CATHAY GENERAL BANCORP | CATY | 492,741 | -82,610 | 20,094,000 | 1,792,000 | $40.78 |
| 12/31/2020 | CATHAY GENERAL BANCORP | CATY | 575,351 | 125,448 | 18,302,000 | 8,548,000 | $31.81 |
| 09/30/2020 | CATHAY GENERAL BANCORP | CATY | 449,903 | 291,512 | 9,754,000 | 5,650,000 | $21.68 |
| 06/30/2020 | CATHAY GENERAL BANCORP | CATY | 158,391 | 80,617 | 4,104,000 | 2,319,000 | $25.91 |
| 03/31/2020 | CATHAY GENERAL BANCORP | CATY | 77,774 | -30,847 | 1,785,000 | -2,348,000 | $22.95 |
| 12/31/2019 | CATHAY GENERAL BANCORP | CATY | 108,621 | 12,861 | 4,133,000 | 807,000 | $38.05 |
| 09/30/2019 | CATHAY GENERAL BANCORP | CATY | 95,760 | 1,753 | 3,326,000 | -50,000 | $34.73 |
| 06/30/2019 | CATHAY GENERAL BANCORP | CATY | 94,007 | -24,943 | 3,376,000 | -658,000 | $35.91 |
| 03/31/2019 | CATHAY GENERAL BANCORP | CATY | 118,950 | -41,820 | 4,034,000 | -1,357,000 | $33.91 |
| 12/31/2018 | CATHAY GENERAL BANCORP | CATY | 160,770 | -16,290 | 5,391,000 | -1,946,000 | $33.53 |
| 09/30/2018 | CATHAY GENERAL BANCORP | CATY | 177,060 | -42,578 | 7,337,000 | -1,556,000 | $41.44 |
| 06/30/2018 | CATHAY GENERAL BANCORP | CATY | 219,638 | 46,415 | 8,893,000 | 1,968,000 | $40.49 |
| 03/31/2018 | CATHAY GENERAL BANCORP | CATY | 173,223 | 62,204 | 6,925,000 | 2,243,000 | $39.98 |
| 12/31/2017 | CATHAY GENERAL BANCORP | CATY | 111,019 | -75,516 | 4,682,000 | -2,817,000 | $42.17 |
| 09/30/2017 | CATHAY GENERAL BANCORP | CATY | 186,535 | 53,350 | 7,499,000 | 2,445,000 | $40.20 |
| 06/30/2017 | CATHAY GENERAL BANCORP | CATY | 133,185 | -7,508 | 5,054,000 | -248,000 | $37.95 |
| 03/31/2017 | CATHAY GENERAL BANCORP | CATY | 140,693 | 7,192 | 5,302,000 | 225,000 | $37.68 |
| 12/31/2016 | CATHAY GENERAL BANCORP | CATY | 133,501 | 28,232 | 5,077,000 | 1,837,000 | $38.03 |
| 09/30/2016 | CATHAY GENERAL BANCORP | CATY | 105,269 | -26,934 | 3,240,000 | -489,000 | $30.78 |
| 09/30/2016 | CATHAY GENERAL BANCORP | CATY | 105,269 | -26,934 | 3,240,000 | -489,000 | $30.78 |
| 06/30/2016 | CATHAY GENERAL BANCORP | CATY | 132,203 | -56,746 | 3,729,000 | -1,624,000 | $28.21 |
| 03/31/2016 | CATHAY GENERAL BANCORP | CATY | 188,949 | 188,949 | 5,353,000 | 5,353,000 | $28.33 |
| 12/31/2015 | CATHAY GENERAL BANCORP | CATY | 195,160 | 56,328 | 6,115,000 | 1,956,000 | $31.33 |
| 09/30/2015 | CATHAY GENERAL BANCORP | CATY | 138,832 | 138,832 | 4,159,000 | 4,159,000 | $29.96 |
| 06/30/2015 | CATHAY GENERAL BANCORP | CATY | 91,845 | 91,845 | 2,981,000 | 2,981,000 | $32.46 |
| 03/31/2015 | CATHAY GENERAL BANCORP | CATY | 40,500 | 40,500 | 1,152,000 | 1,152,000 | $28.44 |
| 12/31/2014 | CATHAY GENERAL BANCORP | CATY | 59,101 | 59,101 | 1,513,000 | 1,513,000 | $25.60 |
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