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DIMENSIONAL FUND ADVISORS LP
> AVGN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2009 | AVIGEN INC \DE | AVGN | 1,050,974 | 0 | 1,566,000 | 179,000 | $1.49 |
| 06/30/2009 | AVIGEN INC \DE | AVGN | 1,050,974 | 0 | 1,387,000 | 105,000 | $1.32 |
| 03/31/2009 | AVIGEN INC \DE | AVGN | 1,050,974 | -111,619 | 1,282,000 | 398,000 | $1.22 |
| 12/31/2008 | AVIGEN INC \DE | AVGN | 1,162,593 | 1,162,593 | 884,000 | 884,000 | $0.76 |
| 12/31/2007 | AVIGEN INC \DE | AVGN | 1,368,977 | -122,758 | 5,818,000 | -2,237,000 | $4.25 |
| 09/30/2007 | AVIGEN INC \DE | AVGN | 1,491,735 | -99,516 | 8,055,000 | -1,731,000 | $5.40 |
| 06/30/2007 | AVIGEN INC \DE | AVGN | 1,591,251 | -42,794 | 9,786,000 | -819,000 | $6.15 |
| 03/31/2007 | AVIGEN INC \DE | AVGN | 1,634,045 | -201,774 | 10,605,000 | 912,000 | $6.49 |
| 12/29/2006 | AVIGEN INC \DE | AVGN | 1,835,819 | 28,021 | 9,693,000 | 347,000 | $5.28 |
| 09/30/2006 | AVIGEN INC \DE | AVGN | 1,807,798 | 30,725 | 9,346,000 | 141,000 | $5.17 |
| 06/30/2006 | AVIGEN INC \DE | AVGN | 1,777,073 | 8,700 | 9,205,000 | 63,000 | $5.18 |
| 03/31/2006 | AVIGEN INC \DE | AVGN | 1,768,373 | 7,963 | 9,142,000 | 3,808,000 | $5.17 |
| 12/30/2005 | AVIGEN INC \DE | AVGN | 1,760,410 | -8,143 | 5,334,000 | 417,000 | $3.03 |
| 09/30/2005 | AVIGEN INC \DE | AVGN | 1,768,553 | 21,742 | 4,917,000 | -463,000 | $2.78 |
| 06/30/2005 | AVIGEN INC \DE | AVGN | 1,746,811 | 24,045 | 5,380,000 | 573,000 | $3.08 |
| 03/31/2005 | AVIGEN INC \DE | AVGN | 1,722,766 | 85,181 | 4,807,000 | -1,301,000 | $2.79 |
| 12/31/2004 | AVIGEN INC \DE | AVGN | 1,699,253 | 61,668 | 5,540,000 | -568,000 | $3.26 |
| 09/30/2004 | AVIGEN INC \DE | AVGN | 1,637,585 | 49,951 | 6,108,000 | 758,000 | $3.73 |
| 06/30/2004 | AVIGEN INC \DE | AVGN | 1,587,634 | 18,991 | 5,350,000 | -3,229,000 | $3.37 |
| 03/31/2004 | AVIGEN INC \DE | AVGN | 1,568,643 | 12,171 | 8,579,000 | -573,000 | $5.47 |
| 12/31/2003 | AVIGEN INC \DE | AVGN | 1,556,472 | 272,352 | 9,152,000 | 2,475,000 | $5.88 |
| 09/30/2003 | AVIGEN INC \DE | AVGN | 1,284,120 | 14,961 | 6,677,000 | 2,286,000 | $5.20 |
| 06/30/2003 | AVIGEN INC \DE | AVGN | 1,269,159 | -96,880 | 4,391,000 | 375,000 | $3.46 |
| 03/31/2003 | AVIGEN INC \DE | AVGN | 1,366,039 | -36,776 | 4,016,000 | -4,134,000 | $2.94 |
| 12/31/2002 | AVIGEN INC \DE | AVGN | 1,402,815 | -4,085 | 8,150,000 | -2,873,000 | $5.81 |
| 09/30/2002 | AVIGEN INC \DE | AVGN | 1,406,900 | 622,500 | 11,023,000 | 3,536,000 | $7.83 |
| 06/30/2002 | AVIGEN INC \DE | AVGN | 784,400 | 122,800 | 7,487,000 | 176,000 | $9.54 |
| 03/31/2002 | AVIGEN INC \DE | AVGN | 661,600 | 283,100 | 7,311,000 | 2,956,000 | $11.05 |
| 12/31/2001 | AVIGEN INC \DE | AVGN | 378,500 | 83,100 | 4,355,000 | 305,000 | $11.51 |
| 09/30/2001 | AVIGEN INC \DE | AVGN | 295,400 | 100 | 4,050,000 | -2,299,000 | $13.71 |
| 06/30/2001 | AVIGEN INC \DE | AVGN | 295,300 | 800 | 6,349,000 | 2,824,000 | $21.50 |
| 03/31/2001 | AVIGEN INC \DE | AVGN | 294,500 | 10,200 | 3,525,000 | 131,000 | $11.97 |
| 09/30/1999 | AVIGEN INC \DE | AVGN | 284,300 | -213,900 | 3,394,000 | 436,000 | $11.94 |
| 06/30/1999 | AVIGEN INC \DE | AVGN | 498,200 | 900 | 2,958,000 | 67,000 | $5.94 |
| 03/31/1999 | AVIGEN INC \DE | AVGN | 497,300 | 497,300 | 2,891,000 | 2,891,000 | $5.81 |
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