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DIMENSIONAL FUND ADVISORS LP
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 2,617,471 | 118,042 | 644,022,135,000 | 72,086,479,000 | $246,047.48 |
| 03/31/2023 | CATERPILLAR INC | CAT | 2,499,429 | 102,688 | 571,935,656,000 | 571,361,493,000 | $228,826.53 |
| 12/31/2022 | CATERPILLAR INC | CAT | 2,396,741 | -30,455 | 574,163,000 | 175,885,000 | $239.56 |
| 09/30/2022 | CATERPILLAR INC | CAT | 2,427,196 | 68,551 | 398,278,000 | -23,377,000 | $164.09 |
| 06/30/2022 | CATERPILLAR INC | CAT | 2,358,645 | 45,599 | 421,655,000 | -93,742,000 | $178.77 |
| 03/31/2022 | CATERPILLAR INC | CAT | 2,313,046 | 24,792 | 515,397,000 | 42,339,000 | $222.82 |
| 12/31/2021 | CATERPILLAR INC | CAT | 2,288,254 | -118,867 | 473,058,000 | 10,881,000 | $206.73 |
| 09/30/2021 | CATERPILLAR INC | CAT | 2,407,121 | -40,504 | 462,177,000 | -70,469,000 | $192.00 |
| 06/30/2021 | CATERPILLAR INC | CAT | 2,447,625 | -126,875 | 532,646,000 | 64,071,000 | $217.62 |
| 12/31/2020 | CATERPILLAR INC | CAT | 2,574,500 | -192,975 | 468,575,000 | 55,868,000 | $182.01 |
| 09/30/2020 | CATERPILLAR INC | CAT | 2,767,475 | 15,193 | 412,707,000 | 64,580,000 | $149.13 |
| 06/30/2020 | CATERPILLAR INC | CAT | 2,752,282 | 130,369 | 348,127,000 | 44,010,000 | $126.49 |
| 03/31/2020 | CATERPILLAR INC | CAT | 2,621,913 | 140,061 | 304,117,000 | -62,401,000 | $115.99 |
| 12/31/2019 | CATERPILLAR INC | CAT | 2,481,852 | -7,420 | 366,518,000 | 52,084,000 | $147.68 |
| 09/30/2019 | CATERPILLAR INC | CAT | 2,489,272 | 165,879 | 314,434,000 | -2,220,000 | $126.32 |
| 06/30/2019 | CATERPILLAR INC | CAT | 2,323,393 | 75,091 | 316,654,000 | 12,056,000 | $136.29 |
| 03/31/2019 | CATERPILLAR INC | CAT | 2,248,302 | 108,413 | 304,598,000 | 32,682,000 | $135.48 |
| 12/31/2018 | CATERPILLAR INC | CAT | 2,139,889 | -24,097 | 271,916,000 | -58,066,000 | $127.07 |
| 09/30/2018 | CATERPILLAR INC | CAT | 2,163,986 | 16,752 | 329,982,000 | 38,657,000 | $152.49 |
| 06/30/2018 | CATERPILLAR INC | CAT | 2,147,234 | 151,960 | 291,325,000 | -2,738,000 | $135.67 |
| 03/31/2018 | CATERPILLAR INC | CAT | 1,995,274 | 6,917 | 294,063,000 | -19,278,000 | $147.38 |
| 12/31/2017 | CATERPILLAR INC | CAT | 1,988,357 | -21,882 | 313,341,000 | 62,639,000 | $157.59 |
| 09/30/2017 | CATERPILLAR INC | CAT | 2,010,239 | 27,509 | 250,702,000 | 37,653,000 | $124.71 |
| 06/30/2017 | CATERPILLAR INC | CAT | 1,982,730 | -108,300 | 213,049,000 | 19,084,000 | $107.45 |
| 03/31/2017 | CATERPILLAR INC | CAT | 2,091,030 | -1,228,371 | 193,965,000 | -113,885,000 | $92.76 |
| 12/31/2016 | CATERPILLAR INC | CAT | 3,319,401 | -188,122 | 307,850,000 | -3,497,000 | $92.74 |
| 09/30/2016 | CATERPILLAR INC | CAT | 3,507,523 | -188,681 | 311,347,000 | 31,157,000 | $88.77 |
| 06/30/2016 | CATERPILLAR INC | CAT | 3,696,204 | -99,493 | 280,190,000 | -10,331,000 | $75.80 |
| 03/31/2016 | CATERPILLAR INC | CAT | 3,795,697 | 3,170,923 | 290,521,000 | 234,579,000 | $76.54 |
| 12/31/2015 | CATERPILLAR INC | CAT | 3,543,333 | 2,374,980 | 240,813,000 | 133,858,000 | $67.96 |
| 09/30/2015 | CATERPILLAR INC | CAT | 2,196,989 | 1,028,636 | 143,592,000 | 36,637,000 | $65.36 |
| 06/30/2015 | CATERPILLAR INC | CAT | 1,234,753 | 66,400 | 104,745,000 | -2,210,000 | $84.83 |
| 03/31/2015 | CATERPILLAR INC | CAT | 1,170,301 | 1,948 | 93,666,000 | -13,289,000 | $80.04 |
| 12/31/2014 | CATERPILLAR INC | CAT | 1,168,353 | 543,579 | 106,955,000 | 51,013,000 | $91.54 |
| 09/30/2014 | CATERPILLAR INC | CAT | 1,077,676 | 55,400 | 106,735,000 | -4,354,000 | $99.04 |
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