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DIMENSIONAL FUND ADVISORS LP
> CATY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATHAY GENERAL BANCORP | CATY | 3,581,772 | -7,171 | 115,299,455,000 | -8,589,520,000 | $32,190.62 |
| 03/31/2023 | CATHAY GENERAL BANCORP | CATY | 3,588,943 | 298,006 | 123,888,975,000 | 123,754,738,000 | $34,519.63 |
| 12/31/2022 | CATHAY GENERAL BANCORP | CATY | 3,290,937 | 233,646 | 134,237,000 | 16,651,000 | $40.79 |
| 09/30/2022 | CATHAY GENERAL BANCORP | CATY | 3,057,291 | 84,762 | 117,586,000 | 1,212,000 | $38.46 |
| 06/30/2022 | CATHAY GENERAL BANCORP | CATY | 2,972,529 | 65,614 | 116,374,000 | -13,713,000 | $39.15 |
| 03/31/2022 | CATHAY GENERAL BANCORP | CATY | 2,906,915 | 66,567 | 130,087,000 | 7,980,000 | $44.75 |
| 12/31/2021 | CATHAY GENERAL BANCORP | CATY | 2,840,348 | -62,595 | 122,107,000 | 1,952,000 | $42.99 |
| 09/30/2021 | CATHAY GENERAL BANCORP | CATY | 2,902,943 | 12,524 | 120,155,000 | 6,388,000 | $41.39 |
| 06/30/2021 | CATHAY GENERAL BANCORP | CATY | 2,890,419 | -376,955 | 113,767,000 | 8,591,000 | $39.36 |
| 12/31/2020 | CATHAY GENERAL BANCORP | CATY | 3,267,374 | 23,257 | 105,176,000 | 34,844,000 | $32.19 |
| 09/30/2020 | CATHAY GENERAL BANCORP | CATY | 3,244,117 | 5,468 | 70,332,000 | -14,842,000 | $21.68 |
| 06/30/2020 | CATHAY GENERAL BANCORP | CATY | 3,238,649 | 57,396 | 85,174,000 | 12,166,000 | $26.30 |
| 03/31/2020 | CATHAY GENERAL BANCORP | CATY | 3,181,253 | -142,989 | 73,008,000 | -53,480,000 | $22.95 |
| 12/31/2019 | CATHAY GENERAL BANCORP | CATY | 3,324,242 | -80,655 | 126,488,000 | 8,218,000 | $38.05 |
| 09/30/2019 | CATHAY GENERAL BANCORP | CATY | 3,404,897 | 54,946 | 118,270,000 | -2,024,000 | $34.74 |
| 06/30/2019 | CATHAY GENERAL BANCORP | CATY | 3,349,951 | -195,060 | 120,294,000 | 82,000 | $35.91 |
| 03/31/2019 | CATHAY GENERAL BANCORP | CATY | 3,545,011 | -200,427 | 120,212,000 | -5,373,000 | $33.91 |
| 12/31/2018 | CATHAY GENERAL BANCORP | CATY | 3,745,438 | -199,786 | 125,585,000 | -37,905,000 | $33.53 |
| 09/30/2018 | CATHAY GENERAL BANCORP | CATY | 3,945,224 | 71,101 | 163,490,000 | 6,625,000 | $41.44 |
| 06/30/2018 | CATHAY GENERAL BANCORP | CATY | 3,874,123 | 127,407 | 156,865,000 | 7,072,000 | $40.49 |
| 03/31/2018 | CATHAY GENERAL BANCORP | CATY | 3,746,716 | -29,636 | 149,793,000 | -9,459,000 | $39.98 |
| 12/31/2017 | CATHAY GENERAL BANCORP | CATY | 3,776,352 | -53,594 | 159,252,000 | 5,288,000 | $42.17 |
| 09/30/2017 | CATHAY GENERAL BANCORP | CATY | 3,829,946 | -127,352 | 153,964,000 | 3,784,000 | $40.20 |
| 06/30/2017 | CATHAY GENERAL BANCORP | CATY | 3,957,298 | -191,838 | 150,180,000 | -6,160,000 | $37.95 |
| 03/31/2017 | CATHAY GENERAL BANCORP | CATY | 4,149,136 | 103,891 | 156,340,000 | 2,499,000 | $37.68 |
| 12/31/2016 | CATHAY GENERAL BANCORP | CATY | 4,045,245 | 120,017 | 153,841,000 | 33,024,000 | $38.03 |
| 09/30/2016 | CATHAY GENERAL BANCORP | CATY | 3,925,228 | -22,214 | 120,817,000 | 9,502,000 | $30.78 |
| 06/30/2016 | CATHAY GENERAL BANCORP | CATY | 3,947,442 | -191,538 | 111,315,000 | -5,943,000 | $28.20 |
| 03/31/2016 | CATHAY GENERAL BANCORP | CATY | 4,138,980 | -142,620 | 117,258,000 | 33,768,000 | $28.33 |
| 12/31/2015 | CATHAY GENERAL BANCORP | CATY | 4,157,715 | 180,084 | 130,264,000 | 28,475,000 | $31.33 |
| 09/30/2015 | CATHAY GENERAL BANCORP | CATY | 4,217,867 | 240,236 | 126,367,000 | 24,578,000 | $29.96 |
| 06/30/2015 | CATHAY GENERAL BANCORP | CATY | 4,122,459 | 144,828 | 133,774,000 | 31,985,000 | $32.45 |
| 03/31/2015 | CATHAY GENERAL BANCORP | CATY | 4,033,321 | 55,690 | 114,747,000 | 12,958,000 | $28.45 |
| 12/31/2014 | CATHAY GENERAL BANCORP | CATY | 3,977,631 | -303,969 | 101,789,000 | 18,299,000 | $25.59 |
| 09/30/2014 | CATHAY GENERAL BANCORP | CATY | 3,967,278 | -133,303 | 98,509,000 | -6,302,000 | $24.83 |
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