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TIAA CREF INVESTMENT MANAGEMENT LLC
> GCAP
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2019 | GAIN Capital Holdings, Inc. | GCAP | 63,780 | 6,976 | 401,000 | 51,000 | $6.29 |
| 12/31/2018 | GAIN Capital Holdings, Inc. | GCAP | 56,804 | -1,316 | 350,000 | -28,000 | $6.16 |
| 09/30/2018 | GAIN Capital Holdings, Inc. | GCAP | 58,120 | -14,471 | 378,000 | -170,000 | $6.50 |
| 06/30/2018 | GAIN Capital Holdings, Inc. | GCAP | 72,591 | -6,626 | 548,000 | 13,000 | $7.55 |
| 03/31/2018 | GAIN Capital Holdings, Inc. | GCAP | 79,217 | -8,560 | 535,000 | -343,000 | $6.75 |
| 12/31/2017 | GAIN Capital Holdings, Inc. | GCAP | 87,777 | -5,261 | 878,000 | 283,000 | $10.00 |
| 09/30/2017 | GAIN Capital Holdings, Inc. | GCAP | 93,038 | -4,639 | 595,000 | -14,000 | $6.40 |
| 06/30/2017 | GAIN Capital Holdings, Inc. | GCAP | 97,677 | 2,095 | 609,000 | -187,000 | $6.23 |
| 03/31/2017 | GAIN Capital Holdings, Inc. | GCAP | 95,582 | -8,369 | 796,000 | 112,000 | $8.33 |
| 12/31/2016 | GAIN Capital Holdings, Inc. | GCAP | 103,951 | -7,471 | 684,000 | -5,000 | $6.58 |
| 09/30/2016 | GAIN Capital Holdings, Inc. | GCAP | 111,422 | 4,366 | 689,000 | -90,000 | $6.18 |
| 06/30/2016 | GAIN Capital Holdings, Inc. | GCAP | 111,422 | 15,117 | 704,000 | 72,000 | $6.32 |
| 03/31/2016 | GAIN Capital Holdings, Inc. | GCAP | 96,305 | -10,751 | 632,000 | -147,000 | $6.56 |
| 12/31/2015 | GAIN Capital Holdings, Inc. | GCAP | 102,920 | -4,136 | 835,000 | 56,000 | $8.11 |
| 09/30/2015 | GAIN Capital Holdings, Inc. | GCAP | 107,056 | 13,233 | 779,000 | -138,000 | $7.28 |
| 06/30/2015 | GAIN Capital Holdings, Inc. | GCAP | 88,992 | -4,831 | 851,000 | -66,000 | $9.56 |
| 03/31/2015 | GAIN Capital Holdings, Inc. | GCAP | 93,823 | -5,988 | 917,000 | 281,000 | $9.77 |
| 12/31/2014 | GAIN Capital Holdings, Inc. | GCAP | 93,823 | -5,988 | 846,000 | 210,000 | $9.02 |
| 09/30/2014 | GAIN Capital Holdings, Inc. | GCAP | 99,811 | 56,153 | 636,000 | 164,000 | $6.37 |
| 06/30/2014 | GAIN Capital Holdings, Inc. | GCAP | 102,307 | 58,649 | 805,000 | 333,000 | $7.87 |
| 03/31/2014 | GAIN Capital Holdings, Inc. | GCAP | 43,658 | 1,960 | 472,000 | -53,000 | $10.81 |
| 12/31/2013 | GAIN Capital Holdings, Inc. | GCAP | 47,888 | 6,190 | 360,000 | -165,000 | $7.52 |
| 09/30/2013 | GAIN Capital Holdings, Inc. | GCAP | 41,698 | 41,698 | 525,000 | 525,000 | $12.59 |
| 06/30/2013 | GAIN Capital Holdings, Inc. | GCAP | 49,713 | -520 | 314,000 | 109,000 | $6.32 |
| 03/31/2013 | GAIN Capital Holdings, Inc. | GCAP | 42,229 | -8,004 | 188,341 | -16,659 | $4.46 |
| 12/31/2012 | GAIN Capital Holdings, Inc. | GCAP | 50,233 | -9,496 | 205,000 | -89,000 | $4.08 |
| 09/30/2012 | GAIN Capital Holdings, Inc. | GCAP | 59,729 | 0 | 294,000 | -4,000 | $4.92 |
| 06/30/2012 | GAIN Capital Holdings, Inc. | GCAP | 59,729 | 41,119 | 298,000 | 205,000 | $4.99 |
| 03/31/2012 | GAIN Capital Holdings, Inc. | GCAP | 18,610 | -7,900 | 93,000 | -74,000 | $5.00 |
| 12/31/2011 | GAIN Capital Holdings, Inc. | GCAP | 18,610 | -7,900 | 125,000 | -42,000 | $6.72 |
| 09/30/2011 | GAIN Capital Holdings, Inc. | GCAP | 26,510 | 0 | 167,000 | -14,000 | $6.30 |
| 06/30/2011 | GAIN Capital Holdings, Inc. | GCAP | 26,510 | -1,190 | 181,000 | -31,000 | $6.83 |
| 03/31/2011 | GAIN Capital Holdings, Inc. | GCAP | 27,700 | 27,700 | 212,000 | 212,000 | $7.65 |
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