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STIFEL FINANCIAL CORP
> RIV
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 11,999 | 0 | 137,269,000 | 960,000 | $11,440.04 |
| 03/31/2023 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 11,999 | 0 | 136,309,000 | 136,163,000 | $11,360.03 |
| 09/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 11,999 | 0 | 146,000 | -23,000 | $12.17 |
| 06/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 11,999 | -500 | 169,000 | -31,000 | $14.08 |
| 03/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 12,499 | 500 | 200,000 | 9,000 | $16.00 |
| 12/31/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 11,999 | -100 | 191,000 | -15,000 | $15.92 |
| 09/30/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 12,099 | -8,453 | 206,000 | -171,000 | $17.03 |
| 06/30/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 20,552 | -400 | 377,000 | 40,000 | $18.34 |
| 12/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 20,952 | -266 | 337,000 | 33,000 | $16.08 |
| 09/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 21,218 | -150 | 304,000 | -13,000 | $14.33 |
| 06/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 21,368 | 0 | 317,000 | 53,000 | $14.84 |
| 03/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 21,368 | -466 | 264,000 | -94,000 | $12.35 |
| 12/31/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 21,834 | 6,734 | 358,000 | 98,000 | $16.40 |
| 09/30/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 15,100 | 0 | 260,000 | 4,000 | $17.22 |
| 06/30/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 15,100 | 0 | 256,000 | 6,000 | $16.95 |
| 03/31/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 15,100 | 400 | 250,000 | 12,000 | $16.56 |
| 12/31/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 14,700 | 14,700 | 238,000 | 238,000 | $16.19 |
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