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STIFEL FINANCIAL CORP
> HTGC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Hercules Capital, Inc. | HTGC | 392,579 | 2,589 | 5,810,167,000 | 783,216,000 | $14,799.99 |
| 03/31/2023 | Hercules Capital, Inc. | HTGC | 389,990 | -42,800 | 5,026,951,000 | 5,021,940,000 | $12,889.95 |
| 09/30/2022 | Hercules Capital, Inc. | HTGC | 432,790 | 14,485 | 5,011,000 | -632,000 | $11.58 |
| 06/30/2022 | Hercules Capital, Inc. | HTGC | 418,305 | 6,243 | 5,643,000 | -1,803,000 | $13.49 |
| 03/31/2022 | Hercules Capital, Inc. | HTGC | 412,062 | -26,332 | 7,446,000 | 174,000 | $18.07 |
| 12/31/2021 | Hercules Capital, Inc. | HTGC | 438,394 | -48,181 | 7,272,000 | -810,000 | $16.59 |
| 09/30/2021 | Hercules Capital, Inc. | HTGC | 486,575 | -85,321 | 8,082,000 | -1,674,000 | $16.61 |
| 06/30/2021 | Hercules Capital, Inc. | HTGC | 571,896 | 73,980 | 9,756,000 | 2,576,000 | $17.06 |
| 12/31/2020 | Hercules Capital, Inc. | HTGC | 497,916 | 101,148 | 7,180,000 | 2,589,000 | $14.42 |
| 09/30/2020 | Hercules Capital, Inc. | HTGC | 396,768 | -97,936 | 4,591,000 | -589,000 | $11.57 |
| 06/30/2020 | Hercules Capital, Inc. | HTGC | 494,704 | 15,505 | 5,180,000 | 1,512,000 | $10.47 |
| 03/31/2020 | Hercules Capital, Inc. | HTGC | 479,199 | -64,167 | 3,668,000 | -3,935,000 | $7.65 |
| 12/31/2019 | Hercules Capital, Inc. | HTGC | 543,366 | 61,557 | 7,603,000 | 1,165,000 | $13.99 |
| 09/30/2019 | Hercules Capital, Inc. | HTGC | 481,809 | 5,838 | 6,438,000 | 349,000 | $13.36 |
| 06/30/2019 | Hercules Capital, Inc. | HTGC | 475,971 | -7,861 | 6,089,000 | -44,000 | $12.79 |
| 03/31/2019 | Hercules Capital, Inc. | HTGC | 483,832 | -262,977 | 6,133,000 | -2,132,000 | $12.68 |
| 12/31/2018 | Hercules Capital, Inc. | HTGC | 746,809 | 32,741 | 8,265,000 | -1,152,000 | $11.07 |
| 09/30/2018 | Hercules Capital, Inc. | HTGC | 714,068 | 69,231 | 9,417,000 | 1,259,000 | $13.19 |
| 06/30/2018 | Hercules Capital, Inc. | HTGC | 644,837 | 84,722 | 8,158,000 | 1,388,000 | $12.65 |
| 03/31/2018 | Hercules Capital, Inc. | HTGC | 560,115 | 7,805 | 6,770,000 | -488,000 | $12.09 |
| 12/31/2017 | Hercules Capital, Inc. | HTGC | 552,310 | 77,747 | 7,258,000 | 1,140,000 | $13.14 |
| 09/30/2017 | Hercules Capital, Inc. | HTGC | 474,563 | -15,333 | 6,118,000 | -381,000 | $12.89 |
| 06/30/2017 | Hercules Capital, Inc. | HTGC | 489,896 | 481,355 | 6,499,000 | 6,370,000 | $13.27 |
| 03/31/2017 | Hercules Capital, Inc. | HTGC | 8,541 | 7,741 | 129,000 | 118,000 | $15.10 |
| 12/31/2016 | Hercules Capital, Inc. | HTGC | 800 | -164,897 | 11,000 | -2,240,000 | $13.75 |
| 09/30/2016 | Hercules Capital, Inc. | HTGC | 165,697 | 165,697 | 2,251,000 | 2,251,000 | $13.59 |
| 06/30/2016 | Hercules Capital, Inc. | HTGC | 165,621 | 7,079 | 2,057,000 | 153,000 | $12.42 |
| 03/31/2016 | Hercules Capital, Inc. | HTGC | 158,542 | 158,542 | 1,904,000 | 1,904,000 | $12.01 |
| 12/31/2015 | Hercules Capital, Inc. | HTGC | 1,000 | 0 | 12,000 | 2,000 | $12.00 |
| 09/30/2015 | Hercules Capital, Inc. | HTGC | 1,000 | 1,000 | 10,000 | 10,000 | $10.00 |
| 06/30/2015 | Hercules Capital, Inc. | HTGC | 1,000 | 1,000 | 12,000 | 12,000 | $12.00 |
| 03/31/2015 | Hercules Capital, Inc. | HTGC | 1,000 | 1,000 | 13,000 | 13,000 | $13.00 |
| 12/31/2014 | Hercules Capital, Inc. | HTGC | 1,000 | -2,307 | 15,000 | -32,000 | $15.00 |
| 09/30/2014 | Hercules Capital, Inc. | HTGC | 347,311 | 347,311 | 5,022,000 | 5,022,000 | $14.46 |
| 06/30/2014 | Hercules Capital, Inc. | HTGC | 342,638 | 287,638 | 5,537,000 | 4,763,000 | $16.16 |
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