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BBVA USA Bancshares, Inc.
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2021 | CATERPILLAR INC | CAT | 16,830 | 729 | 3,902,000 | 971,000 | $231.85 |
| 12/31/2020 | CATERPILLAR INC | CAT | 16,101 | 6,848 | 2,931,000 | 1,599,000 | $182.04 |
| 09/30/2020 | CATERPILLAR INC | CAT | 9,253 | 1,598 | 1,332,000 | 364,000 | $143.95 |
| 06/30/2020 | CATERPILLAR INC | CAT | 7,655 | -212 | 968,000 | 55,000 | $126.45 |
| 03/31/2020 | CATERPILLAR INC | CAT | 7,867 | 1,327 | 913,000 | -53,000 | $116.05 |
| 12/31/2019 | CATERPILLAR INC | CAT | 6,540 | -2,039 | 966,000 | -118,000 | $147.71 |
| 09/30/2019 | CATERPILLAR INC | CAT | 8,579 | 2,097 | 1,084,000 | 200,000 | $126.36 |
| 06/30/2019 | CATERPILLAR INC | CAT | 6,482 | -436 | 884,000 | -53,000 | $136.38 |
| 03/31/2019 | CATERPILLAR INC | CAT | 6,918 | 285 | 937,000 | 95,000 | $135.44 |
| 12/31/2018 | CATERPILLAR INC | CAT | 6,633 | -489 | 842,000 | -244,000 | $126.94 |
| 09/30/2018 | CATERPILLAR INC | CAT | 7,122 | -377 | 1,086,000 | 68,000 | $152.49 |
| 06/30/2018 | CATERPILLAR INC | CAT | 7,499 | -743 | 1,018,000 | -197,000 | $135.75 |
| 03/31/2018 | CATERPILLAR INC | CAT | 8,242 | -1,297 | 1,215,000 | -288,000 | $147.42 |
| 12/31/2017 | CATERPILLAR INC | CAT | 9,539 | -84 | 1,503,000 | 303,000 | $157.56 |
| 09/30/2017 | CATERPILLAR INC | CAT | 9,623 | -1,615 | 1,200,000 | -7,000 | $124.70 |
| 06/30/2017 | CATERPILLAR INC | CAT | 11,238 | -473 | 1,207,000 | 120,000 | $107.40 |
| 03/31/2017 | CATERPILLAR INC | CAT | 11,711 | -587 | 1,087,000 | -54,000 | $92.82 |
| 12/31/2016 | CATERPILLAR INC | CAT | 12,298 | -2,559 | 1,141,000 | -178,000 | $92.78 |
| 09/30/2016 | CATERPILLAR INC | CAT | 14,857 | -2,906 | 1,319,000 | -41,000 | $88.78 |
| 06/30/2016 | CATERPILLAR INC | CAT | 15,802 | -1,961 | 1,197,000 | -163,000 | $75.75 |
| 03/31/2016 | CATERPILLAR INC | CAT | 17,763 | 17,763 | 1,360,000 | 1,360,000 | $76.56 |
| 12/31/2015 | CATERPILLAR INC | CAT | 30,343 | -9,926 | 2,062,000 | -570,000 | $67.96 |
| 09/30/2015 | CATERPILLAR INC | CAT | 40,269 | 40,269 | 2,632,000 | 2,632,000 | $65.36 |
| 06/30/2015 | CATERPILLAR INC | CAT | 44,253 | 44,253 | 3,754,000 | 3,754,000 | $84.83 |
| 03/31/2015 | CATERPILLAR INC | CAT | 49,611 | 49,611 | 3,970,000 | 3,970,000 | $80.02 |
| 12/31/2014 | CATERPILLAR INC | CAT | 52,607 | 52,607 | 4,815,000 | 4,815,000 | $91.53 |
| 09/30/2014 | CATERPILLAR INC | CAT | 58,305 | 58,305 | 5,774,000 | 5,774,000 | $99.03 |
| 06/30/2014 | CATERPILLAR INC | CAT | 58,225 | 58,225 | 6,326,000 | 6,326,000 | $108.65 |
| 03/31/2014 | CATERPILLAR INC | CAT | 58,755 | 58,755 | 5,839,000 | 5,839,000 | $99.38 |
| 12/31/2013 | CATERPILLAR INC | CAT | 67,669 | 67,669 | 6,145,000 | 6,145,000 | $90.81 |
| 09/30/2013 | CATERPILLAR INC | CAT | 69,712 | 66,485 | 5,815,000 | 5,549,000 | $83.41 |
| 06/30/2013 | CATERPILLAR INC | CAT | 65,675 | -3,062 | 5,418,000 | -561,000 | $82.50 |
| 03/31/2013 | CATERPILLAR INC | CAT | 68,737 | -1,341 | 5,979,000 | -300,000 | $86.98 |
| 12/31/2012 | CATERPILLAR INC | CAT | 70,078 | -1,964 | 6,279,000 | 80,000 | $89.60 |
| 09/30/2012 | CATERPILLAR INC | CAT | 72,042 | 4,110 | 6,199,000 | 432,000 | $86.05 |
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