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AMERIPRISE FINANCIAL INC
> HTGC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Hercules Capital, Inc. | HTGC | 199,007 | 80,398 | 2,945,308,000 | 1,416,443,000 | $14,800.02 |
| 03/31/2023 | Hercules Capital, Inc. | HTGC | 118,609 | 23,378 | 1,528,865,000 | 269,865,000 | $12,889.96 |
| 12/31/2022 | Hercules Capital, Inc. | HTGC | 95,231 | -16,760 | 1,259,000,000 | 1,257,703,000 | $13,220.48 |
| 09/30/2022 | Hercules Capital, Inc. | HTGC | 111,991 | -9,955 | 1,297,000 | -348,000 | $11.58 |
| 06/30/2022 | Hercules Capital, Inc. | HTGC | 121,946 | 14,301 | 1,645,000 | -301,000 | $13.49 |
| 03/31/2022 | Hercules Capital, Inc. | HTGC | 107,645 | 17,507 | 1,946,000 | 450,000 | $18.08 |
| 12/31/2021 | Hercules Capital, Inc. | HTGC | 90,138 | 22,181 | 1,496,000 | 367,000 | $16.60 |
| 09/30/2021 | Hercules Capital, Inc. | HTGC | 67,957 | 16,560 | 1,129,000 | 252,000 | $16.61 |
| 06/30/2021 | Hercules Capital, Inc. | HTGC | 51,397 | 746 | 877,000 | 65,000 | $17.06 |
| 03/31/2021 | Hercules Capital, Inc. | HTGC | 50,651 | 4,723 | 812,000 | 150,000 | $16.03 |
| 12/31/2020 | Hercules Capital, Inc. | HTGC | 45,928 | 4,414 | 662,000 | 182,000 | $14.41 |
| 09/30/2020 | Hercules Capital, Inc. | HTGC | 41,514 | 23,499 | 480,000 | 292,000 | $11.56 |
| 06/30/2020 | Hercules Capital, Inc. | HTGC | 18,015 | 421 | 188,000 | 53,000 | $10.44 |
| 03/31/2020 | Hercules Capital, Inc. | HTGC | 17,594 | 967 | 135,000 | -98,000 | $7.67 |
| 12/31/2019 | Hercules Capital, Inc. | HTGC | 16,627 | 1,996 | 233,000 | 38,000 | $14.01 |
| 09/30/2019 | Hercules Capital, Inc. | HTGC | 14,631 | 14,631 | 195,000 | 195,000 | $13.33 |
| 12/31/2018 | Hercules Capital, Inc. | HTGC | 0 | -1,660 | 0 | -22,000 | |
| 09/30/2018 | Hercules Capital, Inc. | HTGC | 1,660 | 1,660 | 22,000 | 22,000 | $13.25 |
| 09/30/2017 | Hercules Capital, Inc. | HTGC | 0 | -13,033 | 0 | -173,000 | |
| 06/30/2017 | Hercules Capital, Inc. | HTGC | 13,033 | -2,258 | 173,000 | -58,000 | $13.27 |
| 03/31/2017 | Hercules Capital, Inc. | HTGC | 15,291 | 331 | 231,000 | 20,000 | $15.11 |
| 12/31/2016 | Hercules Capital, Inc. | HTGC | 14,960 | 14,960 | 211,000 | 211,000 | $14.10 |
| 03/31/2016 | Hercules Capital, Inc. | HTGC | 0 | -14,118 | 0 | -210,000 | |
| 12/31/2015 | Hercules Capital, Inc. | HTGC | 0 | -14,118 | 0 | -210,000 | |
| 09/30/2015 | Hercules Capital, Inc. | HTGC | 0 | -14,118 | 0 | -210,000 | |
| 06/30/2015 | Hercules Capital, Inc. | HTGC | 0 | -14,118 | 0 | -210,000 | |
| 03/31/2015 | Hercules Capital, Inc. | HTGC | 0 | -14,118 | 0 | -210,000 | |
| 12/31/2014 | Hercules Capital, Inc. | HTGC | 14,118 | -1,060 | 210,000 | -35,000 | $14.87 |
| 09/30/2014 | Hercules Capital, Inc. | HTGC | 14,112 | -1,066 | 204,000 | -41,000 | $14.46 |
| 06/30/2014 | Hercules Capital, Inc. | HTGC | 15,178 | 11,810 | 245,000 | 208,000 | $16.14 |
| 03/31/2014 | Hercules Capital, Inc. | HTGC | 15,177 | 11,809 | 214,000 | 177,000 | $14.10 |
| 12/31/2013 | Hercules Capital, Inc. | HTGC | 16,044 | 12,676 | 263,000 | 226,000 | $16.39 |
| 09/30/2013 | Hercules Capital, Inc. | HTGC | 15,878 | 12,510 | 242,000 | 205,000 | $15.24 |
| 06/30/2013 | Hercules Capital, Inc. | HTGC | 3,927 | 559 | 54,000 | 17,000 | $13.75 |
| 03/31/2013 | Hercules Capital, Inc. | HTGC | 4,037 | 669 | 49,000 | 12,000 | $12.14 |
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