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AMERIPRISE FINANCIAL INC
> CSWC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CAPITAL SOUTHWEST CORP | CSWC | 95,096 | 9,186 | 1,875,417,000 | 350,603,000 | $19,721.30 |
| 03/31/2023 | CAPITAL SOUTHWEST CORP | CSWC | 85,910 | 2,525 | 1,524,814,000 | 99,814,000 | $17,748.97 |
| 12/31/2022 | CAPITAL SOUTHWEST CORP | CSWC | 83,385 | 10,484 | 1,425,000,000 | 1,423,766,000 | $17,089.40 |
| 09/30/2022 | CAPITAL SOUTHWEST CORP | CSWC | 72,901 | 11,227 | 1,234,000 | 105,000 | $16.93 |
| 06/30/2022 | CAPITAL SOUTHWEST CORP | CSWC | 61,674 | 7,077 | 1,129,000 | -167,000 | $18.31 |
| 03/31/2022 | CAPITAL SOUTHWEST CORP | CSWC | 54,597 | -2,857 | 1,296,000 | -156,000 | $23.74 |
| 12/31/2021 | CAPITAL SOUTHWEST CORP | CSWC | 57,454 | 28,385 | 1,452,000 | 718,000 | $25.27 |
| 09/30/2021 | CAPITAL SOUTHWEST CORP | CSWC | 29,069 | -29,651 | 734,000 | -625,000 | $25.25 |
| 06/30/2021 | CAPITAL SOUTHWEST CORP | CSWC | 58,720 | -2,316 | 1,359,000 | 7,000 | $23.14 |
| 03/31/2021 | CAPITAL SOUTHWEST CORP | CSWC | 61,036 | 61,036 | 1,352,000 | 1,352,000 | $22.15 |
| 06/30/2017 | CAPITAL SOUTHWEST CORP | CSWC | 0 | -111,251 | 0 | -1,882,000 | |
| 03/31/2017 | CAPITAL SOUTHWEST CORP | CSWC | 111,251 | 0 | 1,882,000 | 85,000 | $16.92 |
| 12/31/2016 | CAPITAL SOUTHWEST CORP | CSWC | 111,251 | 0 | 1,797,000 | 161,000 | $16.15 |
| 09/30/2016 | CAPITAL SOUTHWEST CORP | CSWC | 111,251 | 111,251 | 1,636,000 | 1,636,000 | $14.71 |
| 06/30/2016 | CAPITAL SOUTHWEST CORP | CSWC | 95,590 | 18,832 | 1,306,000 | 242,000 | $13.66 |
| 03/31/2016 | CAPITAL SOUTHWEST CORP | CSWC | 76,758 | 9,980 | 1,064,000 | 137,000 | $13.86 |
| 12/31/2015 | CAPITAL SOUTHWEST CORP | CSWC | 66,778 | -57,278 | 927,000 | -3,776,000 | $13.88 |
| 09/30/2015 | CAPITAL SOUTHWEST CORP | CSWC | 66,778 | -57,278 | 3,165,000 | -1,538,000 | $47.40 |
| 06/30/2015 | CAPITAL SOUTHWEST CORP | CSWC | 107,296 | -16,760 | 5,357,000 | 654,000 | $49.93 |
| 03/31/2015 | CAPITAL SOUTHWEST CORP | CSWC | 124,056 | 0 | 5,759,000 | 1,056,000 | $46.42 |
| 12/31/2014 | CAPITAL SOUTHWEST CORP | CSWC | 124,056 | -200 | 4,703,000 | 229,000 | $37.91 |
| 09/30/2014 | CAPITAL SOUTHWEST CORP | CSWC | 124,256 | 0 | 4,445,000 | -29,000 | $35.77 |
| 06/30/2014 | CAPITAL SOUTHWEST CORP | CSWC | 124,256 | 92,033 | 4,474,000 | 1,263,000 | $36.01 |
| 03/31/2014 | CAPITAL SOUTHWEST CORP | CSWC | 126,816 | 94,593 | 4,404,000 | 1,193,000 | $34.73 |
| 12/31/2013 | CAPITAL SOUTHWEST CORP | CSWC | 126,816 | 94,593 | 4,422,000 | 1,211,000 | $34.87 |
| 09/30/2013 | CAPITAL SOUTHWEST CORP | CSWC | 127,656 | 95,433 | 4,369,000 | 1,158,000 | $34.22 |
| 06/30/2013 | CAPITAL SOUTHWEST CORP | CSWC | 32,084 | -139 | 4,422,000 | 1,211,000 | $137.83 |
| 03/31/2013 | CAPITAL SOUTHWEST CORP | CSWC | 31,763 | -460 | 3,653,000 | 442,000 | $115.01 |
| 12/31/2012 | CAPITAL SOUTHWEST CORP | CSWC | 32,223 | -586 | 3,211,000 | -462,000 | $99.65 |
| 09/30/2012 | CAPITAL SOUTHWEST CORP | CSWC | 32,809 | -344 | 3,673,000 | 264,000 | $111.95 |
| 06/30/2012 | CAPITAL SOUTHWEST CORP | CSWC | 33,153 | 9,694 | 3,409,000 | 1,191,000 | $102.83 |
| 03/31/2012 | CAPITAL SOUTHWEST CORP | CSWC | 23,459 | -164 | 2,218,000 | 468,000 | $94.55 |
| 12/31/2011 | CAPITAL SOUTHWEST CORP | CSWC | 23,409 | -214 | 1,910,000 | 160,000 | $81.59 |
| 09/30/2011 | CAPITAL SOUTHWEST CORP | CSWC | 23,623 | 4,290 | 1,750,000 | -33,000 | $74.08 |
| 06/30/2011 | CAPITAL SOUTHWEST CORP | CSWC | 19,333 | 4,495 | 1,783,000 | 426,000 | $92.23 |
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