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AMERIPRISE FINANCIAL INC
> CATY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATHAY GENERAL BANCORP | CATY | 707,128 | -3,425 | 22,762,451,000 | -1,765,840,000 | $32,190.00 |
| 03/31/2023 | CATHAY GENERAL BANCORP | CATY | 710,553 | -173,893 | 24,528,291,000 | -11,549,709,000 | $34,520.00 |
| 12/31/2022 | CATHAY GENERAL BANCORP | CATY | 884,446 | -52,398 | 36,078,000,000 | 36,041,971,000 | $40,791.64 |
| 09/30/2022 | CATHAY GENERAL BANCORP | CATY | 936,844 | -134,048 | 36,029,000 | -5,897,000 | $38.46 |
| 06/30/2022 | CATHAY GENERAL BANCORP | CATY | 1,070,892 | -18,918 | 41,926,000 | -6,842,000 | $39.15 |
| 03/31/2022 | CATHAY GENERAL BANCORP | CATY | 1,089,810 | 38,698 | 48,768,000 | 3,581,000 | $44.75 |
| 12/31/2021 | CATHAY GENERAL BANCORP | CATY | 1,051,112 | 275,134 | 45,187,000 | 13,054,000 | $42.99 |
| 09/30/2021 | CATHAY GENERAL BANCORP | CATY | 775,978 | 8,982 | 32,133,000 | 1,944,000 | $41.41 |
| 06/30/2021 | CATHAY GENERAL BANCORP | CATY | 766,996 | -114,523 | 30,189,000 | -5,758,000 | $39.36 |
| 03/31/2021 | CATHAY GENERAL BANCORP | CATY | 881,519 | -42,125 | 35,947,000 | 6,220,000 | $40.78 |
| 12/31/2020 | CATHAY GENERAL BANCORP | CATY | 923,644 | -33,814 | 29,727,000 | 8,970,000 | $32.18 |
| 09/30/2020 | CATHAY GENERAL BANCORP | CATY | 957,458 | -27,067 | 20,757,000 | -5,137,000 | $21.68 |
| 06/30/2020 | CATHAY GENERAL BANCORP | CATY | 984,525 | -113,133 | 25,894,000 | 703,000 | $26.30 |
| 03/31/2020 | CATHAY GENERAL BANCORP | CATY | 1,097,658 | -35,475 | 25,191,000 | -17,929,000 | $22.95 |
| 12/31/2019 | CATHAY GENERAL BANCORP | CATY | 1,133,133 | 10,560 | 43,120,000 | 4,125,000 | $38.05 |
| 09/30/2019 | CATHAY GENERAL BANCORP | CATY | 1,122,573 | -89,808 | 38,995,000 | -4,541,000 | $34.74 |
| 06/30/2019 | CATHAY GENERAL BANCORP | CATY | 1,212,381 | -2,197 | 43,536,000 | 2,350,000 | $35.91 |
| 03/31/2019 | CATHAY GENERAL BANCORP | CATY | 1,214,578 | 37,391 | 41,186,000 | 1,707,000 | $33.91 |
| 12/31/2018 | CATHAY GENERAL BANCORP | CATY | 1,177,187 | 23,017 | 39,479,000 | -8,351,000 | $33.54 |
| 09/30/2018 | CATHAY GENERAL BANCORP | CATY | 1,154,170 | 56,970 | 47,830,000 | 3,397,000 | $41.44 |
| 06/30/2018 | CATHAY GENERAL BANCORP | CATY | 1,097,200 | 671 | 44,433,000 | 594,000 | $40.50 |
| 03/31/2018 | CATHAY GENERAL BANCORP | CATY | 1,096,529 | 45,692 | 43,839,000 | -494,000 | $39.98 |
| 12/31/2017 | CATHAY GENERAL BANCORP | CATY | 1,050,837 | 79,718 | 44,333,000 | 5,295,000 | $42.19 |
| 09/30/2017 | CATHAY GENERAL BANCORP | CATY | 971,119 | 23,732 | 39,038,000 | 3,083,000 | $40.20 |
| 06/30/2017 | CATHAY GENERAL BANCORP | CATY | 947,387 | 65,950 | 35,955,000 | 2,743,000 | $37.95 |
| 03/31/2017 | CATHAY GENERAL BANCORP | CATY | 881,437 | 187,006 | 33,212,000 | 6,804,000 | $37.68 |
| 12/31/2016 | CATHAY GENERAL BANCORP | CATY | 694,431 | 77,435 | 26,408,000 | 7,417,000 | $38.03 |
| 09/30/2016 | CATHAY GENERAL BANCORP | CATY | 616,996 | 616,996 | 18,991,000 | 18,991,000 | $30.78 |
| 06/30/2016 | CATHAY GENERAL BANCORP | CATY | 667,780 | 69,485 | 18,833,000 | 1,883,000 | $28.20 |
| 03/31/2016 | CATHAY GENERAL BANCORP | CATY | 598,295 | -115,796 | 16,950,000 | -5,423,000 | $28.33 |
| 12/31/2015 | CATHAY GENERAL BANCORP | CATY | 714,091 | 493,069 | 22,373,000 | 16,718,000 | $31.33 |
| 09/30/2015 | CATHAY GENERAL BANCORP | CATY | 614,183 | 393,161 | 18,401,000 | 12,746,000 | $29.96 |
| 06/30/2015 | CATHAY GENERAL BANCORP | CATY | 532,303 | 311,281 | 17,274,000 | 11,619,000 | $32.45 |
| 03/31/2015 | CATHAY GENERAL BANCORP | CATY | 234,819 | 13,797 | 6,682,000 | 1,027,000 | $28.46 |
| 12/31/2014 | CATHAY GENERAL BANCORP | CATY | 221,022 | -5,503 | 5,655,000 | -135,000 | $25.59 |
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