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CADENCE CAPITAL MANAGEMENT LLC
> NPTN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2020 | NEOPHOTONICS CORP | NPTN | 44,999 | -147,527 | 274,000 | -1,436,000 | $6.09 |
| 06/30/2020 | NEOPHOTONICS CORP | NPTN | 192,526 | 8,036 | 1,710,000 | 372,000 | $8.88 |
| 03/31/2020 | NEOPHOTONICS CORP | NPTN | 184,490 | 184,490 | 1,338,000 | 1,338,000 | $7.25 |
| 09/30/2016 | NEOPHOTONICS CORP | NPTN | 0 | -101,450 | 0 | -967,000 | |
| 06/30/2016 | NEOPHOTONICS CORP | NPTN | 101,450 | 101,450 | 967,000 | 967,000 | $9.53 |
| 03/31/2016 | NEOPHOTONICS CORP | NPTN | 36,200 | 36,200 | 508,000 | 508,000 | $14.03 |
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