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WSFS CAPITAL MANAGEMENT, LLC
> RIV
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 0 | -10,633 | 0 | -130,000 | |
| 09/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 10,633 | -1,194 | 130,000 | -37,000 | $12.23 |
| 06/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 11,827 | 0 | 167,000 | -22,000 | $14.12 |
| 03/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 11,827 | 744 | 189,000 | 12,000 | $15.98 |
| 12/31/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 11,083 | -1,147 | 177,000 | -31,000 | $15.97 |
| 09/30/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 12,230 | -1,224 | 208,000 | -27,000 | $17.01 |
| 03/31/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 13,454 | -2,024 | 235,000 | -14,000 | $17.47 |
| 12/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 15,478 | -949 | 249,000 | 14,000 | $16.09 |
| 09/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 16,427 | -8,532 | 235,000 | -135,000 | $14.31 |
| 06/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 24,959 | -1,289 | 370,000 | 44,000 | $14.82 |
| 03/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 26,248 | -612 | 326,000 | -112,000 | $12.42 |
| 12/31/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 26,860 | -9,780 | 438,000 | -195,000 | $16.31 |
| 09/30/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 36,640 | 0 | 633,000 | 9,000 | $17.28 |
| 06/30/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 36,640 | -2,348 | 624,000 | -19,000 | $17.03 |
| 03/31/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 38,988 | -3,183 | 643,000 | -42,000 | $16.49 |
| 12/31/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 42,171 | -23,752 | 685,000 | -551,000 | $16.24 |
| 09/30/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 65,923 | -5,004 | 1,236,000 | -226,000 | $18.75 |
| 06/30/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 70,927 | -3,218 | 1,462,000 | -47,000 | $20.61 |
| 03/31/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 74,145 | 13,945 | 1,509,000 | 266,000 | $20.35 |
| 12/31/2017 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 60,200 | 0 | 1,243,000 | 0 | $20.65 |
| 09/30/2017 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 60,200 | 60,200 | 1,243,000 | 1,243,000 | $20.65 |
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