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ADVISOR GROUP HOLDINGS, INC.
> MODERNA INC CALL
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | MODERNA INC CALL | | 2 | 0 | 856,000 | -6,144,000 | $428,000.00 |
| 12/31/2022 | MODERNA INC CALL | | 2 | 0 | 7,000,000 | 6,997,000 | $3,500,000.00 |
| 09/30/2022 | MODERNA INC CALL | | 2 | 0 | 3,000 | -1,000 | $1,500.00 |
| 06/30/2022 | MODERNA INC CALL | | 2 | 0 | 4,000 | -4,000 | $2,000.00 |
| 03/31/2022 | MODERNA INC CALL | | 2 | 0 | 8,000 | -18,000 | $4,000.00 |
| 12/31/2021 | MODERNA INC CALL | | 2 | 1 | 26,000 | -9,000 | $13,000.00 |
| 09/30/2021 | MODERNA INC CALL | | 1 | 0 | 35,000 | 15,000 | $35,000.00 |
| 06/30/2021 | MODERNA INC CALL | | 1 | 0 | 20,000 | 13,000 | $20,000.00 |
| 12/31/2020 | MODERNA INC CALL | | 1 | 0 | 7,000 | 2,000 | $7,000.00 |
| 09/30/2020 | MODERNA INC CALL | | 1 | 1 | 5,000 | 5,000 | $5,000.00 |
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