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ADVISOR GROUP HOLDINGS, INC.
> RIV
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 120,027 | 16,904 | 1,373,113,000 | 107,113,000 | $11,440.03 |
| 12/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 103,123 | -18,270 | 1,266,000,000 | 1,264,521,000 | $12,276.60 |
| 09/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 121,393 | 9,147 | 1,479,000 | -105,000 | $12.18 |
| 06/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 112,246 | 13,655 | 1,584,000 | 9,000 | $14.11 |
| 03/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 98,591 | 15,561 | 1,575,000 | 250,000 | $15.98 |
| 12/31/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 83,030 | 6,051 | 1,325,000 | 16,000 | $15.96 |
| 09/30/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 76,979 | -6,075 | 1,309,000 | -216,000 | $17.00 |
| 06/30/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 83,054 | 8,979 | 1,525,000 | 332,000 | $18.36 |
| 12/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 74,075 | 50 | 1,193,000 | 132,000 | $16.11 |
| 09/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 74,025 | 37,100 | 1,061,000 | 514,000 | $14.33 |
| 06/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 36,925 | 25,604 | 547,000 | 406,000 | $14.81 |
| 03/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 11,321 | 11,321 | 141,000 | 141,000 | $12.45 |
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