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ADVISOR GROUP HOLDINGS, INC.
> EQS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | EQUUS TOTAL RETURN, INC. | EQS | 497 | 0 | 720,000 | -280,000 | $1,448.69 |
| 12/31/2022 | EQUUS TOTAL RETURN, INC. | EQS | 497 | 0 | 1,000,000 | 999,000 | $2,012.07 |
| 09/30/2022 | EQUUS TOTAL RETURN, INC. | EQS | 497 | 0 | 1,000 | 0 | $2.01 |
| 06/30/2022 | EQUUS TOTAL RETURN, INC. | EQS | 497 | 0 | 1,000 | 0 | $2.01 |
| 03/31/2022 | EQUUS TOTAL RETURN, INC. | EQS | 497 | 0 | 1,000 | 0 | $2.01 |
| 12/31/2021 | EQUUS TOTAL RETURN, INC. | EQS | 497 | 0 | 1,000 | 0 | $2.01 |
| 09/30/2021 | EQUUS TOTAL RETURN, INC. | EQS | 497 | 0 | 1,000 | 0 | $2.01 |
| 06/30/2021 | EQUUS TOTAL RETURN, INC. | EQS | 497 | -570 | 1,000 | -1,000 | $2.01 |
| 12/31/2020 | EQUUS TOTAL RETURN, INC. | EQS | 1,067 | -1 | 2,000 | 1,000 | $1.87 |
| 09/30/2020 | EQUUS TOTAL RETURN, INC. | EQS | 1,068 | 0 | 1,000 | 0 | $0.94 |
| 06/30/2020 | EQUUS TOTAL RETURN, INC. | EQS | 1,068 | 0 | 1,000 | 0 | $0.94 |
| 03/31/2020 | EQUUS TOTAL RETURN, INC. | EQS | 1,068 | 1,068 | 1,000 | 1,000 | $0.94 |
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