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M Holdings Securities, Inc.
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | CATERPILLAR INC | CAT | 5,552 | 53 | 1,330,000 | 428,000 | $239.55 |
| 09/30/2022 | CATERPILLAR INC | CAT | 5,499 | 48 | 902,000 | -72,000 | $164.03 |
| 06/30/2022 | CATERPILLAR INC | CAT | 5,451 | -279 | 974,000 | -303,000 | $178.68 |
| 03/31/2022 | CATERPILLAR INC | CAT | 5,730 | 5,730 | 1,277,000 | 1,277,000 | $222.86 |
| 06/30/2021 | CATERPILLAR INC | CAT | 0 | -7,060 | 0 | -1,637,000 | |
| 03/31/2021 | CATERPILLAR INC | CAT | 7,060 | 7,060 | 1,637,000 | 1,637,000 | $231.87 |
| 06/30/2019 | CATERPILLAR INC | CAT | 0 | -3,374 | 0 | -457,000 | |
| 03/31/2019 | CATERPILLAR INC | CAT | 3,374 | 31 | 457,000 | 32,000 | $135.45 |
| 12/31/2018 | CATERPILLAR INC | CAT | 3,343 | 472 | 425,000 | -13,000 | $127.13 |
| 09/30/2018 | CATERPILLAR INC | CAT | 2,871 | 130 | 438,000 | 66,000 | $152.56 |
| 06/30/2018 | CATERPILLAR INC | CAT | 2,741 | 421 | 372,000 | 30,000 | $135.72 |
| 03/31/2018 | CATERPILLAR INC | CAT | 2,320 | 2,320 | 342,000 | 342,000 | $147.41 |
| 03/31/2017 | CATERPILLAR INC | CAT | 0 | -5,255 | 0 | -487,000 | |
| 12/31/2016 | CATERPILLAR INC | CAT | 5,255 | 5,255 | 487,000 | 487,000 | $92.67 |
| 09/30/2016 | CATERPILLAR INC | CAT | 0 | -4,001 | 0 | -359,000 | |
| 12/31/2012 | CATERPILLAR INC | CAT | 4,001 | 4,001 | 359,000 | 359,000 | $89.73 |
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