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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 25 | 25 | 6,000 | 6,000 | $240.00 |
| 12/31/2020 | CATERPILLAR INC | CAT | 0 | -1 | 0 | -149 | |
| 09/30/2020 | CATERPILLAR INC | CAT | 1 | 1 | 149 | 149 | $149.15 |
| 03/31/2020 | CATERPILLAR INC | CAT | 0 | -618 | 0 | -91,000 | |
| 12/31/2019 | CATERPILLAR INC | CAT | 618 | -85 | 91,000 | 2,000 | $147.25 |
| 09/30/2019 | CATERPILLAR INC | CAT | 703 | -9 | 89,000 | -8,000 | $126.60 |
| 06/30/2019 | CATERPILLAR INC | CAT | 712 | 0 | 97,000 | 1,000 | $136.24 |
| 03/31/2019 | CATERPILLAR INC | CAT | 712 | -39 | 96,000 | 1,000 | $134.83 |
| 12/31/2018 | CATERPILLAR INC | CAT | 751 | 467 | 95,000 | 52,000 | $126.50 |
| 09/30/2018 | CATERPILLAR INC | CAT | 284 | -469 | 43,000 | -59,000 | $151.41 |
| 06/30/2018 | CATERPILLAR INC | CAT | 753 | -71 | 102,000 | -19,000 | $135.46 |
| 03/31/2018 | CATERPILLAR INC | CAT | 824 | 74 | 121,000 | 3,000 | $146.84 |
| 12/31/2017 | CATERPILLAR INC | CAT | 750 | 192 | 118,000 | 43,000 | $157.33 |
| 09/30/2017 | CATERPILLAR INC | CAT | 558 | 471 | 75,000 | 66,000 | $134.41 |
| 06/30/2017 | CATERPILLAR INC | CAT | 87 | 0 | 9,000 | 1,000 | $103.45 |
| 03/31/2017 | CATERPILLAR INC | CAT | 87 | 0 | 8,000 | 0 | $91.95 |
| 12/31/2016 | CATERPILLAR INC | CAT | 87 | 87 | 8,000 | 8,000 | $91.95 |
| 09/30/2016 | CATERPILLAR INC | CAT | 0 | -127 | 0 | -10,000 | |
| 09/30/2016 | CATERPILLAR INC | CAT | 0 | -127 | 0 | -10,000 | |
| 06/30/2016 | CATERPILLAR INC | CAT | 127 | 127 | 10,000 | 10,000 | $78.74 |
| 03/31/2016 | CATERPILLAR INC | CAT | 0 | -92 | 0 | -6,000 | |
| 12/31/2015 | CATERPILLAR INC | CAT | 92 | 92 | 6,000 | 6,000 | $65.22 |
| 09/30/2015 | CATERPILLAR INC | CAT | 156 | 156 | 10,000 | 10,000 | $64.10 |
| 06/30/2015 | CATERPILLAR INC | CAT | 55 | 55 | 5,000 | 5,000 | $90.91 |
| 03/31/2015 | CATERPILLAR INC | CAT | 55 | -4,485 | 4,000 | -447,000 | $72.73 |
| 12/31/2014 | CATERPILLAR INC | CAT | 0 | -25 | 0 | -3,000 | |
| 09/30/2014 | CATERPILLAR INC | CAT | 25 | -19,896 | 3,000 | -2,162,000 | $120.00 |
| 06/30/2014 | CATERPILLAR INC | CAT | 19,921 | 15,381 | 2,165,000 | 1,714,000 | $108.68 |
| 03/31/2014 | CATERPILLAR INC | CAT | 4,540 | 4,540 | 451,000 | 451,000 | $99.34 |
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