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UBS AG
> PPCO
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2010 | PENWEST PHARMACEUTICALS CO | PPCO | 141,922 | 102,640 | 708,190 | 578,560 | $4.99 |
| 06/30/2010 | PENWEST PHARMACEUTICALS CO | PPCO | 39,282 | 38,222 | 129,630 | 126,630 | $3.30 |
| 12/31/2009 | PENWEST PHARMACEUTICALS CO | PPCO | 1,060 | -155 | 3,000 | 460 | $2.83 |
| 09/30/2009 | PENWEST PHARMACEUTICALS CO | PPCO | 1,215 | 636 | 2,540 | 890 | $2.09 |
| 06/30/2009 | PENWEST PHARMACEUTICALS CO | PPCO | 579 | 204 | 1,650 | 1,060 | $2.85 |
| 03/31/2009 | PENWEST PHARMACEUTICALS CO | PPCO | 0 | -375 | 0 | -590 | |
| 12/31/2008 | PENWEST PHARMACEUTICALS CO | PPCO | 375 | -16,964 | 590 | -35,130 | $1.57 |
| 09/30/2008 | PENWEST PHARMACEUTICALS CO | PPCO | 17,339 | 17,339 | 35,720 | 35,720 | $2.06 |
| 06/30/2008 | PENWEST PHARMACEUTICALS CO | PPCO | 29,544 | -331,815 | 79,770 | -859,760 | $2.70 |
| 03/31/2008 | PENWEST PHARMACEUTICALS CO | PPCO | 361,359 | -592,577 | 939,530 | -4,641,000 | $2.60 |
| 12/31/2007 | PENWEST PHARMACEUTICALS CO | PPCO | 953,936 | 953,936 | 5,580,530 | 5,580,530 | $5.85 |
| 09/30/2007 | PENWEST PHARMACEUTICALS CO | PPCO | 1,063,626 | 1,063,626 | 11,710,520 | 11,710,520 | $11.01 |
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