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STATE STREET CORP
> GCAP
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2020 | GAIN Capital Holdings, Inc. | GCAP | 420,560 | 6,218 | 2,532,000 | 220,000 | $6.02 |
| 03/31/2020 | GAIN Capital Holdings, Inc. | GCAP | 414,342 | -64,602 | 2,312,000 | 420,000 | $5.58 |
| 12/31/2019 | GAIN Capital Holdings, Inc. | GCAP | 478,944 | -9,597 | 1,892,000 | -687,000 | $3.95 |
| 09/30/2019 | GAIN Capital Holdings, Inc. | GCAP | 488,541 | -27,545 | 2,579,000 | 448,000 | $5.28 |
| 06/30/2019 | GAIN Capital Holdings, Inc. | GCAP | 516,086 | -186,490 | 2,131,000 | -2,281,000 | $4.13 |
| 03/31/2019 | GAIN Capital Holdings, Inc. | GCAP | 702,576 | -105,473 | 4,412,000 | -566,000 | $6.28 |
| 12/31/2018 | GAIN Capital Holdings, Inc. | GCAP | 808,049 | -39,665 | 4,978,000 | -534,000 | $6.16 |
| 09/30/2018 | GAIN Capital Holdings, Inc. | GCAP | 847,714 | 6,728 | 5,512,000 | -840,000 | $6.50 |
| 06/30/2018 | GAIN Capital Holdings, Inc. | GCAP | 840,986 | 234,354 | 6,352,000 | 284,000 | $7.55 |
| 12/31/2017 | GAIN Capital Holdings, Inc. | GCAP | 606,632 | -38,604 | 6,068,000 | 1,943,000 | $10.00 |
| 09/30/2017 | GAIN Capital Holdings, Inc. | GCAP | 645,236 | -2,483 | 4,125,000 | 89,000 | $6.39 |
| 06/30/2017 | GAIN Capital Holdings, Inc. | GCAP | 647,719 | 14,861 | 4,036,000 | -1,235,000 | $6.23 |
| 03/31/2017 | GAIN Capital Holdings, Inc. | GCAP | 632,858 | -126,758 | 5,271,000 | 273,000 | $8.33 |
| 12/31/2016 | GAIN Capital Holdings, Inc. | GCAP | 759,616 | 49,099 | 4,998,000 | 606,000 | $6.58 |
| 09/30/2016 | GAIN Capital Holdings, Inc. | GCAP | 710,517 | 68,378 | 4,392,000 | 334,000 | $6.18 |
| 06/30/2016 | GAIN Capital Holdings, Inc. | GCAP | 642,139 | 17,782 | 4,058,000 | -38,000 | $6.32 |
| 03/31/2016 | GAIN Capital Holdings, Inc. | GCAP | 624,357 | 205,020 | 4,096,000 | 1,042,000 | $6.56 |
| 12/31/2015 | GAIN Capital Holdings, Inc. | GCAP | 424,601 | 5,264 | 3,441,000 | 387,000 | $8.10 |
| 09/30/2015 | GAIN Capital Holdings, Inc. | GCAP | 419,337 | 6,484 | 3,054,000 | -896,000 | $7.28 |
| 06/30/2015 | GAIN Capital Holdings, Inc. | GCAP | 412,853 | 105,996 | 3,950,000 | 951,000 | $9.57 |
| 03/31/2015 | GAIN Capital Holdings, Inc. | GCAP | 306,857 | 105,056 | 2,999,000 | 1,177,000 | $9.77 |
| 12/31/2014 | GAIN Capital Holdings, Inc. | GCAP | 201,801 | 18,642 | 1,822,000 | 654,000 | $9.03 |
| 09/30/2014 | GAIN Capital Holdings, Inc. | GCAP | 183,159 | 27,130 | 1,168,000 | -58,000 | $6.38 |
| 06/30/2014 | GAIN Capital Holdings, Inc. | GCAP | 156,029 | 5,116 | 1,226,000 | -408,000 | $7.86 |
| 03/31/2014 | GAIN Capital Holdings, Inc. | GCAP | 150,913 | 4,085 | 1,634,000 | 530,000 | $10.83 |
| 12/31/2013 | GAIN Capital Holdings, Inc. | GCAP | 225,840 | 225,840 | 923,000 | 923,000 | $4.09 |
| 09/30/2013 | GAIN Capital Holdings, Inc. | GCAP | 168,887 | 168,887 | 2,126,000 | 2,126,000 | $12.59 |
| 06/30/2013 | GAIN Capital Holdings, Inc. | GCAP | 179,973 | 1,229 | 1,137,000 | 341,000 | $6.32 |
| 03/31/2013 | GAIN Capital Holdings, Inc. | GCAP | 178,744 | -47,096 | 796,000 | -127,000 | $4.45 |
| 12/31/2012 | GAIN Capital Holdings, Inc. | GCAP | 225,840 | 3,234 | 923,000 | -173,000 | $4.09 |
| 09/30/2012 | GAIN Capital Holdings, Inc. | GCAP | 222,606 | 222,606 | 1,096,000 | 1,096,000 | $4.92 |
| 06/30/2012 | GAIN Capital Holdings, Inc. | GCAP | 0 | -146,958 | 0 | -740,000 | |
| 03/31/2012 | GAIN Capital Holdings, Inc. | GCAP | 146,958 | 39,658 | 740,000 | 63,000 | $5.04 |
| 12/31/2011 | GAIN Capital Holdings, Inc. | GCAP | 142,974 | 35,674 | 957,000 | 280,000 | $6.69 |
| 09/30/2011 | GAIN Capital Holdings, Inc. | GCAP | 107,300 | 107,300 | 677,000 | 677,000 | $6.31 |
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