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ALETHEA CAPITAL MANAGEMENT, LLC
> DUK
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | Duke Energy CORP | DUK | 3,000 | 0 | 308,970,000 | 308,691,000 | $102,990.00 |
| 09/30/2022 | Duke Energy CORP | DUK | 3,000 | 0 | 279,000 | -43,000 | $93.00 |
| 06/30/2022 | Duke Energy CORP | DUK | 3,000 | -1,000 | 322,000 | -125,000 | $107.33 |
| 03/31/2022 | Duke Energy CORP | DUK | 4,000 | -1,500 | 447,000 | -130,000 | $111.75 |
| 12/31/2021 | Duke Energy CORP | DUK | 5,500 | 0 | 577,000 | 34,000 | $104.91 |
| 06/30/2021 | Duke Energy CORP | DUK | 5,500 | -7,903 | 543,000 | -751,000 | $98.73 |
| 03/31/2021 | Duke Energy CORP | DUK | 13,403 | 7,903 | 1,294,000 | 790,000 | $96.55 |
| 12/31/2020 | Duke Energy CORP | DUK | 5,500 | 0 | 504,000 | 65,000 | $91.64 |
| 06/30/2020 | Duke Energy CORP | DUK | 5,500 | 0 | 439,000 | -6,000 | $79.82 |
| 03/31/2020 | Duke Energy CORP | DUK | 5,500 | 500 | 445,000 | -11,000 | $80.91 |
| 12/31/2019 | Duke Energy CORP | DUK | 5,000 | 0 | 456,000 | -23,000 | $91.20 |
| 09/30/2019 | Duke Energy CORP | DUK | 5,000 | -10,931 | 479,000 | -927,000 | $95.80 |
| 06/30/2019 | Duke Energy CORP | DUK | 15,931 | 10,931 | 1,406,000 | 956,000 | $88.26 |
| 03/31/2019 | Duke Energy CORP | DUK | 5,000 | 0 | 450,000 | 18,000 | $90.00 |
| 12/31/2018 | Duke Energy CORP | DUK | 5,000 | 0 | 432,000 | 32,000 | $86.40 |
| 09/30/2018 | Duke Energy CORP | DUK | 5,000 | 0 | 400,000 | 5,000 | $80.00 |
| 06/30/2018 | Duke Energy CORP | DUK | 5,000 | 0 | 395,000 | 8,000 | $79.00 |
| 03/31/2018 | Duke Energy CORP | DUK | 5,000 | -12,431 | 387,000 | -1,079,000 | $77.40 |
| 12/31/2017 | Duke Energy CORP | DUK | 17,431 | 12,431 | 1,466,000 | 1,046,000 | $84.10 |
| 09/30/2017 | Duke Energy CORP | DUK | 5,000 | 0 | 420,000 | 419,582 | $84.00 |
| 06/30/2017 | Duke Energy CORP | DUK | 5,000 | 0 | 418 | -409,582 | $0.08 |
| 03/31/2017 | Duke Energy CORP | DUK | 5,000 | 5,000 | 410,000 | 410,000 | $82.00 |
| 09/30/2016 | Duke Energy CORP | DUK | 0 | -6,944 | 0 | -596,000 | |
| 06/30/2016 | Duke Energy CORP | DUK | 6,944 | 6,944 | 596,000 | 596,000 | $85.83 |
| 06/30/2015 | Duke Energy CORP | DUK | 0 | -31,834 | 0 | -2,444,000 | |
| 03/31/2015 | Duke Energy CORP | DUK | 31,834 | 31,834 | 2,444,000 | 2,444,000 | $76.77 |
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