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Moors & Cabot, Inc.
> AIF
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | Apollo Tactical Income Fund Inc. | AIF | 21,275 | -27,750 | 257,853,000 | 257,275,000 | $12,120.00 |
| 09/30/2022 | Apollo Tactical Income Fund Inc. | AIF | 49,025 | 15,300 | 578,000 | 172,000 | $11.79 |
| 06/30/2022 | Apollo Tactical Income Fund Inc. | AIF | 33,725 | 0 | 406,000 | -78,000 | $12.04 |
| 03/31/2022 | Apollo Tactical Income Fund Inc. | AIF | 33,725 | 500 | 484,000 | -41,000 | $14.35 |
| 09/30/2021 | Apollo Tactical Income Fund Inc. | AIF | 33,225 | 250 | 525,000 | 35,000 | $15.80 |
| 03/31/2021 | Apollo Tactical Income Fund Inc. | AIF | 32,975 | 5,450 | 490,000 | 93,000 | $14.86 |
| 12/31/2020 | Apollo Tactical Income Fund Inc. | AIF | 27,525 | -500 | 397,000 | 41,000 | $14.42 |
| 09/30/2020 | Apollo Tactical Income Fund Inc. | AIF | 28,025 | 1,600 | 356,000 | 29,000 | $12.70 |
| 06/30/2020 | Apollo Tactical Income Fund Inc. | AIF | 26,425 | 850 | 327,000 | 38,000 | $12.37 |
| 03/31/2020 | Apollo Tactical Income Fund Inc. | AIF | 25,575 | 25,575 | 289,000 | 289,000 | $11.30 |
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