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LPL Financial LLC
> RIV
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 21,416 | -17,162 | 243,284,000 | -230,454,000 | $11,359.92 |
| 12/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 38,578 | 2,083 | 473,738,000 | 473,293,000 | $12,280.00 |
| 09/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 36,495 | -742 | 445,000 | -81,000 | $12.19 |
| 06/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 37,237 | 102 | 526,000 | -67,000 | $14.13 |
| 03/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 37,135 | -53,832 | 593,000 | -858,000 | $15.97 |
| 12/31/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 90,967 | 67,895 | 1,451,000 | 1,059,000 | $15.95 |
| 09/30/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 23,072 | 23,072 | 392,000 | 392,000 | $16.99 |
| 03/31/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 0 | -27,414 | 0 | -549,000 | |
| 12/31/2017 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 27,414 | 27,414 | 549,000 | 549,000 | $20.03 |
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