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LPL Financial LLC
> SCM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | Stellus Capital Investment Corp | SCM | 14,383 | 3,103 | 202,650,000 | 53,077,000 | $14,089.55 |
| 12/31/2022 | Stellus Capital Investment Corp | SCM | 11,280 | -1,036 | 149,573,000 | 149,426,000 | $13,260.02 |
| 09/30/2022 | Stellus Capital Investment Corp | SCM | 12,316 | 614 | 147,000 | 17,000 | $11.94 |
| 06/30/2022 | Stellus Capital Investment Corp | SCM | 11,702 | -916 | 130,000 | -45,000 | $11.11 |
| 03/31/2022 | Stellus Capital Investment Corp | SCM | 12,618 | 18 | 175,000 | 11,000 | $13.87 |
| 12/31/2021 | Stellus Capital Investment Corp | SCM | 12,600 | 831 | 164,000 | 10,000 | $13.02 |
| 09/30/2021 | Stellus Capital Investment Corp | SCM | 11,769 | -819 | 154,000 | -4,000 | $13.09 |
| 06/30/2021 | Stellus Capital Investment Corp | SCM | 12,588 | -1,569 | 158,000 | 4,000 | $12.55 |
| 12/31/2020 | Stellus Capital Investment Corp | SCM | 14,157 | -199 | 154,000 | 29,000 | $10.88 |
| 09/30/2020 | Stellus Capital Investment Corp | SCM | 14,356 | -32,260 | 125,000 | -214,000 | $8.71 |
| 06/30/2020 | Stellus Capital Investment Corp | SCM | 46,616 | 11,396 | 339,000 | 82,000 | $7.27 |
| 03/31/2020 | Stellus Capital Investment Corp | SCM | 35,220 | 6,573 | 257,000 | -151,000 | $7.30 |
| 12/31/2019 | Stellus Capital Investment Corp | SCM | 28,647 | 15,295 | 408,000 | 226,000 | $14.24 |
| 09/30/2019 | Stellus Capital Investment Corp | SCM | 13,352 | 13,352 | 182,000 | 182,000 | $13.63 |
| 12/31/2018 | Stellus Capital Investment Corp | SCM | 0 | -11,970 | 0 | -163,000 | |
| 09/30/2018 | Stellus Capital Investment Corp | SCM | 11,970 | 0 | 163,000 | 10,000 | $13.62 |
| 06/30/2018 | Stellus Capital Investment Corp | SCM | 11,970 | 0 | 153,000 | 15,000 | $12.78 |
| 03/31/2018 | Stellus Capital Investment Corp | SCM | 11,970 | 11,970 | 138,000 | 138,000 | $11.53 |
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