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LPL Financial LLC
> TY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | TRI-CONTINENTAL CORP | TY | 27,584 | 5,166 | 732,344,000 | 157,771,000 | $26,549.59 |
| 12/31/2022 | TRI-CONTINENTAL CORP | TY | 22,418 | -5,105 | 574,573,000 | 573,870,000 | $25,629.98 |
| 09/30/2022 | TRI-CONTINENTAL CORP | TY | 27,523 | -12,437 | 703,000 | -343,000 | $25.54 |
| 06/30/2022 | TRI-CONTINENTAL CORP | TY | 39,960 | -714 | 1,046,000 | -208,000 | $26.18 |
| 03/31/2022 | TRI-CONTINENTAL CORP | TY | 40,674 | -4,440 | 1,254,000 | -243,000 | $30.83 |
| 12/31/2021 | TRI-CONTINENTAL CORP | TY | 45,114 | 4,621 | 1,497,000 | 145,000 | $33.18 |
| 09/30/2021 | TRI-CONTINENTAL CORP | TY | 40,493 | -2,598 | 1,352,000 | -117,000 | $33.39 |
| 06/30/2021 | TRI-CONTINENTAL CORP | TY | 43,091 | 17,477 | 1,469,000 | 714,000 | $34.09 |
| 12/31/2020 | TRI-CONTINENTAL CORP | TY | 25,614 | -1,176 | 755,000 | 60,000 | $29.48 |
| 09/30/2020 | TRI-CONTINENTAL CORP | TY | 26,790 | 8,611 | 695,000 | 246,000 | $25.94 |
| 06/30/2020 | TRI-CONTINENTAL CORP | TY | 18,179 | -2,861 | 449,000 | 9,000 | $24.70 |
| 03/31/2020 | TRI-CONTINENTAL CORP | TY | 21,040 | -7,644 | 440,000 | -369,000 | $20.91 |
| 12/31/2019 | TRI-CONTINENTAL CORP | TY | 28,684 | 5,347 | 809,000 | 173,000 | $28.20 |
| 09/30/2019 | TRI-CONTINENTAL CORP | TY | 23,337 | -1,059 | 636,000 | -22,000 | $27.25 |
| 06/30/2019 | TRI-CONTINENTAL CORP | TY | 24,396 | -373 | 658,000 | 7,000 | $26.97 |
| 03/31/2019 | TRI-CONTINENTAL CORP | TY | 24,769 | 7,251 | 651,000 | 239,000 | $26.28 |
| 12/31/2018 | TRI-CONTINENTAL CORP | TY | 17,518 | 5,979 | 412,000 | 90,000 | $23.52 |
| 09/30/2018 | TRI-CONTINENTAL CORP | TY | 11,539 | 1,000 | 322,000 | 43,000 | $27.91 |
| 06/30/2018 | TRI-CONTINENTAL CORP | TY | 10,539 | 601 | 279,000 | 18,000 | $26.47 |
| 03/31/2018 | TRI-CONTINENTAL CORP | TY | 9,938 | 2,305 | 261,000 | 55,000 | $26.26 |
| 12/31/2017 | TRI-CONTINENTAL CORP | TY | 7,633 | 7,633 | 206,000 | 206,000 | $26.99 |
| 09/30/2013 | TRI-CONTINENTAL CORP | TY | 0 | -15,507 | 0 | -272,000 | |
| 06/30/2013 | TRI-CONTINENTAL CORP | TY | 0 | -15,507 | 0 | -272,000 | |
| 03/31/2013 | TRI-CONTINENTAL CORP | TY | 15,507 | 966 | 272,000 | 33,000 | $17.54 |
| 12/31/2012 | TRI-CONTINENTAL CORP | TY | 14,541 | -14,917 | 239,000 | -239,000 | $16.44 |
| 09/30/2012 | TRI-CONTINENTAL CORP | TY | 29,458 | 6,653 | 478,000 | 125,000 | $16.23 |
| 06/30/2012 | TRI-CONTINENTAL CORP | TY | 22,805 | -3,688 | 353,000 | -69,000 | $15.48 |
| 03/31/2012 | TRI-CONTINENTAL CORP | TY | 26,493 | 5,962 | 422,000 | 161,000 | $15.93 |
| 12/31/2011 | TRI-CONTINENTAL CORP | TY | 24,402 | 3,871 | 347,000 | 86,000 | $14.22 |
| 09/30/2011 | TRI-CONTINENTAL CORP | TY | 20,531 | -9,119 | 261,000 | -182,000 | $12.71 |
| 06/30/2011 | TRI-CONTINENTAL CORP | TY | 29,650 | 29,650 | 443,000 | 443,000 | $14.94 |
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